UPClytics
View all cases

UPC CFI 494/2025

Jun 4, 2025·EP2380167 +1 more · APPARATUS, METHOD AND COMPUTER PROGRAM FOR UPMIXING A DOWNMIX AUDIO SIGNAL

Case details
Status
Case Closed (Patent infringed)
Action
Infringement
Category
Main infringement action
Parties
Claimants
Representatives
Respondents
Representatives
  • Oliver Bäcker
Division
Hamburg LD
Technology
  • Electrical engineering
    Computer technology · Telecommunications
Language
English
First decided
Dec 19, 2025
Last decision
Aug 24, 2026
How this compares
The court's record for this kind of case, counted in first-instance rulings. A figure in brackets is the number of rulings a rate rests on.
Infringement foundMedian days to first decision
All UPC53% (62/117)124
Hamburg LDLockedLocked
Judge Sabine KlepschLockedLocked
Judge Stefan SchillingLockedLocked
Judge Peter AgergaardLockedLocked
Judge Christoph NorrenbrockLockedLocked

At the UPC: Fraunhofer-Gesellschaft zur Förderung der angewandten Forschung e.V. (14 cases)·HMD Global Oy (14 cases)

Decisions
  • 2026-08-24
    InfringementPublic

    Summary: The Hamburg Local Division held that HMD Global Oy's Android-9-and-later smartphones and tablets (Nokia/HMD brands) infringe claim 1 (direct) and claim 14 (indirect) of Fraunhofer's SEP EP 2 380 167, rejecting HMD's FRAND and exhaustion defences because its insistence on a bilateral rather than pool licence, without placing a security, did not show genuine willingness to take a licence. The Court ordered a cease-and-desist injunction, recall and destruction of infringing products, an information/accounting order, an interim damages award of EUR 219,000 and a declaration of full liability for further damages. Defendant's counterclaim seeking revocation of EP 2 380 167 in its entirety (companion docket UPC_CFI_1128/2025) was rejected and the patent upheld as granted, unamended.

    Show the legal issues (6)
    • FRAND defence to injunction under Art. 101/102 TFEU (SEP licensing)
    • Pool licence vs. bilateral licence: when an implementer may insist on bilateral terms, and how that bears on willingness to license
    • Patent exhaustion, Art. 29 UPCA
    • Limitation/time-bar under Art. 72 UPCA and §§ 195, 199, 203 BGB (suspension of limitation during settlement negotiations)
    • Temporal application of the UPCA to infringing acts spanning its 1 June 2023 entry into force
    • Counterclaim for revocation rejected in its entirety; patent upheld as granted (unamended)
  • 2025-12-19
    Infringement ActionPublic

    Summary: Hamburg Local Division procedural order on HMD Global's request for production of licence agreements (R. 190 RoP) in Fraunhofer's SEP infringement action. The Court granted partial disclosure: HMD's request regarding the AAC Patent License Agreement with a named third party (whose identity is redacted) was granted subject to a confidentiality declaration, as Fraunhofer had consented. The request regarding a second bilateral agreement was not yet ripe for determination.

    Show the legal issues (4)
    • Production of licence agreements (R. 190 RoP)
    • FRAND / SEP (AAC standard)
    • Antitrust transparency obligation
    • Exhaustion of rights defence
Documents
Document titleDatePublic
Order2026-09-11Not public
Order2026-09-11Not public
Order2026-09-04Not public
Order2026-09-04Not public
Communication2026-09-04Not public
Receipt2026-08-26Not public
Cover sheet2026-08-26Not public
Document Claimant2026-08-26Not public
Publication of order2026-08-24Not public
Case closed2026-08-24Not public
Decision2026-08-24Not public
Final Order2026-08-24Public
Decision2026-08-24Not public
Final Order2026-08-24Not public
Deliberation opened2026-08-19Not public
Order2026-08-19Not public
Order2026-08-19Not public
Communication2026-07-09Not public
Hearing recording reference document2026-07-07Not public
Oral procedure opened2026-06-29Not public
Order2026-06-29Not public
Order2026-06-29Not public
Order2026-06-23Not public
Order2026-06-23Not public
Receipt2026-06-18Not public
Cover sheet2026-06-18Not public
Further pleadings2026-06-18Not public
Interim procedure opened2026-06-16Not public
Communication2026-06-16Not public
Receipt2026-06-15Not public
Cover sheet2026-06-15Not public
Further pleadings2026-06-15Not public
Further pleadings2026-06-15Not public
Hearing recording reference document2026-06-02Not public
Order2026-06-01Not public
Order2026-06-01Public
Order2026-06-01Not public
Order2026-06-01Not public
Order2026-05-27Not public
Order2026-05-27Not public
Summons to interim conference2026-05-26Not public
Summons2026-05-26Public
Receipt2026-05-22Not public
Cover sheet2026-05-22Not public
Application document Defendant2026-05-22Not public
Receipt2026-05-22Not public
Cover sheet2026-05-22Not public
Further pleadings2026-05-22Not public
Further pleadings2026-05-22Not public
Receipt2026-05-06Not public
Cover sheet2026-05-06Not public
Further pleadings2026-05-06Not public
Order2026-05-06Not public
Order2026-05-06Not public
Receipt2026-04-29Not public
Cover sheet2026-04-29Not public
Application document Defendant2026-04-29Not public
Order2026-04-23Not public
Order2026-04-23Not public
Receipt2026-04-23Not public
Cover sheet2026-04-23Not public
Application document Claimant2026-04-23Not public
Communication2026-04-23Not public
Receipt2026-04-22Not public
Cover sheet2026-04-22Not public
Application document Claimant2026-04-22Not public
Application document Claimant2026-04-22Not public
Exhibit Claimant2026-04-22Not public
Exhibit Claimant2026-04-22Not public
Exhibit Claimant2026-04-22Not public
Exhibit Claimant2026-04-22Not public
Exhibit Claimant2026-04-22Not public
Exhibit Claimant2026-04-22Not public
Exhibit Claimant2026-04-22Not public
Communication2026-04-10Not public
Order2026-04-10Not public
Order2026-04-10Not public
Receipt2026-04-09Not public
Cover sheet2026-04-09Not public
Further pleadings2026-04-09Not public
Receipt2026-04-01Not public
Cover sheet2026-04-01Not public
Document2026-04-01Not public
Receipt2026-04-01Not public
Cover sheet2026-04-01Not public
Document2026-04-01Not public
Communication2026-03-18Not public
Summons to oral hearing2026-03-18Not public
Summons2026-03-18Public
Order2026-03-12Not public
Order2026-03-12Not public
Receipt2026-03-11Not public
Cover sheet2026-03-11Not public
Application document Defendant2026-03-11Not public
Receipt2026-03-11Not public
Cover sheet2026-03-11Not public
Exhibit Defendant2026-03-11Not public
Exhibit Defendant2026-03-11Not public
Exhibit Defendant2026-03-11Not public
Exhibit Defendant2026-03-11Not public
Exhibit Defendant2026-03-11Not public
Exhibit Defendant2026-03-11Not public
Statement of rejoinder2026-03-11Not public
Statement of rejoinder2026-03-11Not public
Statement of rejoinder2026-03-11Not public
Exhibit Defendant2026-03-11Not public
Exhibit Defendant2026-03-11Not public
Exhibit Defendant2026-03-11Not public
Exhibit Defendant2026-03-11Not public
Exhibit Defendant2026-03-11Not public
Statement of rejoinder2026-03-11Not public
Order2026-03-06Not public
Order2026-03-06Not public
Receipt2026-03-05Not public
Cover sheet2026-03-05Not public
Application document Defendant2026-03-05Not public
Application document Defendant2026-03-05Not public
Order2026-02-03Not public
Order2026-02-03Not public
Receipt2026-01-29Not public
Cover sheet2026-01-29Not public
Application document Defendant2026-01-29Not public
Receipt2026-01-29Not public
Cover sheet2026-01-29Not public
Application document Defendant2026-01-29Not public
Receipt2026-01-16Not public
Cover sheet2026-01-16Not public
Exhibit document Claimant2026-01-16Not public
Exhibit document Claimant2026-01-16Not public
Other document Claimant2026-01-16Not public
Order2025-12-19Not public
Order2025-12-19Public
Order2025-12-19Not public
Order2025-12-19Not public
Cover sheet2025-12-17Not public
Application document Defendant2025-12-17Not public
Receipt2025-12-17Not public
Order2025-12-10Not public
Order2025-12-10Not public
Cover sheet2025-12-08Not public
Application document Claimant2025-12-08Not public
Receipt2025-12-08Not public
Exhibit document Claimant2025-12-08Not public
Exhibit document Claimant2025-12-08Not public
Exhibit document Claimant2025-12-08Not public
Exhibit document Claimant2025-12-08Not public
Statement of reply2025-12-08Not public
Cover sheet2025-12-08Not public
Exhibit document Claimant2025-12-08Not public
Exhibit document Claimant2025-12-08Not public
Exhibit document Claimant2025-12-08Not public
Exhibit document Claimant2025-12-08Not public
Exhibit document Claimant2025-12-08Not public
Exhibit document Claimant2025-12-08Not public
Exhibit document Claimant2025-12-08Not public
Exhibit document Claimant2025-12-08Not public
Exhibit document Claimant2025-12-08Not public
Statement of reply2025-12-08Not public
Statement of reply2025-12-08Not public
Receipt2025-12-08Not public
Cover sheet2025-11-28Not public
Application document Defendant2025-11-28Not public
Receipt2025-11-28Not public
Further pleadings2025-11-28Not public
Cover sheet2025-11-28Not public
Further pleadings2025-11-28Not public
Receipt2025-11-28Not public
Order2025-11-17Not public
Order2025-11-17Not public
Cover sheet2025-11-14Not public
Application document Defendant2025-11-14Not public
Receipt2025-11-14Not public
Order2025-11-07Not public
Order2025-11-07Not public
Order2025-11-07Not public
Order2025-11-07Not public
Communication2025-11-07Not public
Application document Claimant2025-11-03Not public
Exhibit document Claimant2025-11-03Not public
Cover sheet2025-11-03Not public
Application document Claimant2025-11-03Not public
Exhibit document Claimant2025-11-03Not public
Exhibit document Claimant2025-11-03Not public
Receipt2025-11-03Not public
Cover sheet2025-11-03Not public
Application document Claimant2025-11-03Not public
Receipt2025-11-03Not public
Cover sheet2025-10-30Not public
Other document Claimant2025-10-30Not public
Receipt2025-10-30Not public
Cover sheet2025-10-14Not public
Application2025-10-14Not public
Receipt2025-10-14Not public
Order2025-10-13Not public
Order2025-10-13Not public
Order2025-10-13Not public
Order2025-10-13Not public
Application2025-10-13Not public
Cover sheet2025-10-13Not public
Application2025-10-13Not public
Exhibit2025-10-13Not public
Exhibit2025-10-13Not public
Exhibit2025-10-13Not public
Exhibit2025-10-13Not public
Exhibit2025-10-13Not public
Receipt2025-10-13Not public
Cover sheet2025-10-13Not public
Application2025-10-13Not public
Receipt2025-10-13Not public
Application2025-10-13Not public
Cover sheet2025-10-13Not public
Application2025-10-13Not public
Exhibit2025-10-13Not public
Exhibit2025-10-13Not public
Exhibit2025-10-13Not public
Exhibit2025-10-13Not public
Exhibit2025-10-13Not public
Receipt2025-10-13Not public
Statement of defence2025-10-13Not public
Statement of defence2025-10-13Not public
Exhibit2025-10-13Not public
Exhibit2025-10-13Not public
Exhibit2025-10-13Not public
Cover sheet2025-10-13Not public
Statement of defence2025-10-13Not public
Statement of defence2025-10-13Not public
Exhibit2025-10-13Not public
Exhibit2025-10-13Not public
Exhibit2025-10-13Not public
Exhibit2025-10-13Not public
Exhibit2025-10-13Not public
Counterclaim for revocation2025-10-13Not public
Exhibit2025-10-13Not public
Exhibit2025-10-13Not public
Exhibit2025-10-13Not public
Exhibit2025-10-13Not public
Exhibit2025-10-13Not public
Exhibit2025-10-13Not public
Exhibit2025-10-13Not public
Exhibit2025-10-13Not public
Exhibit2025-10-13Not public
Exhibit2025-10-13Not public
Exhibit2025-10-13Not public
Exhibit2025-10-13Not public
Exhibit2025-10-13Not public
Exhibit2025-10-13Not public
Exhibit2025-10-13Not public
Exhibit2025-10-13Not public
Exhibit2025-10-13Not public
Exhibit2025-10-13Not public
Receipt2025-10-13Not public
Panel-Appointment2025-09-11Not public
Outcome of the Order2025-09-10Not public
Time extension2025-09-10Public
Outcome of the Order2025-09-08Not public
Language change2025-09-08Public
Receipt2025-09-08Not public
HL01_EP1672025-09-08Not public
2025-09-08_EP167_HMD_2nd_request_deadline_extension_UPC_ACT_26406-2025_SIGNED2025-09-08Not public
Headnote-and-Keywords-Translated2025-08-25Not public
Headnote-and-Keywords2025-08-21Not public
Outcome of the Order2025-08-21Not public
Frist2025-08-21Public
2025-08-20_Brief of FhG re statement on deadline extension request of HMD_V174838VLU01 - signed.pdf2025-08-20Not public
2025-08-20_Brief of FhG re statement on change of proceeding language_V174838VLU01 - signed.pdf2025-08-20Not public
Hear parties2025-08-13Not public
Receipt2025-08-12Not public
2025-08-12_EP167_HMD_Request_Deadline_Extension_UPC_ACT_26406-2025_signed2025-08-12Not public
Hear parties2025-08-11Not public
Receipt2025-08-06Not public
Application Rule 323 RoP2025-08-05Not public
Zustelldatum2025-07-22Public
Notification Of Service2025-07-17Not public
Zugangsbestätigung2025-07-17Not public
Acknowledgement of access to case2025-06-30Not public
Letter-for-Service2025-06-18Not public
Receipt2025-06-17Not public
Document from EPO2025-06-17Not public
communicationCheck2025-06-17Not public
communicationCheck2025-06-17Not public
communicationCheck2025-06-17Not public
Document from EPO2025-06-16Not public
Document from EPO2025-06-16Not public
2025-06-13_Request_of_confidentiality_R2622_EP167_V174838VLU01 - signed.pdf2025-06-16Not public
Document from EPO2025-06-16Not public
communicationCheck2025-06-16Not public
Document from EPO2025-06-16Not public
communicationCheck2025-06-16Not public
communicationCheck2025-06-16Not public
communicationCheck2025-06-16Not public
communicationCheck2025-06-16Not public
communicationCheck2025-06-16Not public
communicationCheck2025-06-16Not public
Document from EPO2025-06-16Not public
Document from EPO2025-06-16Not public
Document from EPO2025-06-13Not public
Document from EPO2025-06-13Not public
Document from EPO2025-06-13Not public
Document from EPO2025-06-13Not public
communicationCheck2025-06-13Not public
Document from EPO2025-06-13Not public
communicationCheck2025-06-13Not public
Document from EPO2025-06-13Not public
Panel-Appointment2025-06-12Not public
Panel-Appointment2025-06-05Not public
EPO-Request-for-case-pending2025-06-05Not public
Receipt2025-06-05Not public
Formal-checks_Notification-of-positive-outcome2025-06-05Not public
Acknowledgement-of-lodging2025-06-04Not public
Exhibit BP 6i_Mails modiefied Portfolio List_CONFIDENTIAL.pdf2025-06-04Not public
Exhibit BP 02_Registerauszug BE FR IT NL.pdf2025-06-04Not public
Exhibit BP 5e_Korrespondenz in 2022_CONFIDENTIAL.pdf2025-06-04Not public
Exhibit BP 08_Verkaufsbedingungen BE FR IT NL.pdf2025-06-04Not public
Exhibit BP 6d_Angebot HMD Emails und Anlagen_CONFIDENTIAL.pdf2025-06-04Not public
Exhibit BP 6b_Korrespondenz und Anlage NDA_CONFIDENTIAL.pdf2025-06-04Not public
Exhibit BP 6a_Lizenzangebot 2017 und Anlagen_CONFIDENTIAL.pdf2025-06-04Not public
Exhibit BP 5c_ AAC_Essentiality Overview_2017-10-06_CONFIDENTIAL.pdf2025-06-04Not public
Exhibit BP-T 6_MPS Standard 1st edition.pdf2025-06-04Not public
Exhibit BP 11_Rechnung HMD Smartphone Pulse.pdf2025-06-04Not public
Exhibit BP 6c_ Emailkorrespondenz und Anlagen_CONFIDENTIAL.pdf2025-06-04Not public
Exhibit BP-T 4_Android 9 Kompatibilitaetsanforderungen Auszug.pdf2025-06-04Not public
Exhibit BP 5b_ AAC Materials_rageliste_2017-09-20_CONFIDENTIAL.pdf2025-06-04Not public
Exhibit BP 04_AAC Advanced audio coding Lizenzierungsprogramm.pdf2025-06-04Not public
Exhibit BP 5e_Korrespondenz in 2022_CONFIDENTIAL.pdf2025-06-04Not public
Exhibit BP 6h_Mails 2023_Portfolio Mapping_CONFIDENTIAL.pdf2025-06-04Not public
Exhibit BP 09_Angebote DE.pdf2025-06-04Not public
Exhibit BP-T 1a_Widerruf des opt-out_EP167_UPC.pdf2025-06-04Not public
Exhibit BP 6k_Schreiben Fhg_CONFIDENTIAL.pdf2025-06-04Not public
Exhibit BP 5d_Email 25-Oktober-2017_CONFIDENTIAL.pdf2025-06-04Not public
Exhibit BP 6a_Lizenzangebot 2017 und Anlagen_CONFIDENTIAL.pdf2025-06-04Not public
Exhibit BP 6f_Email und Excel Files_CONFIDENTIAL.pdf2025-06-04Not public
Exhibit BP 6h_Mails 2023_Portfolio Mapping_CONFIDENTIAL.pdf2025-06-04Not public
Exhibit BP 6g_Email Korrespondenz_CONFIDENTIAL.pdf2025-06-04Not public
Exhibit BP 6c_ Emailkorrespondenz und Anlagen_CONFIDENTIAL.pdf2025-06-04Not public
Exhibit BP 6b_Korrespondenz und Anlage NDA_CONFIDENTIAL.pdf2025-06-04Not public
Exhibit BP 6e_Mails_Praesentation_Anlagen_CONFIDENTIAL.pdf2025-06-04Not public
Exhibit BP 5g_ Email 2024-10-02_AAC Agreement_CONFIDENTIAL.pdf2025-06-04Not public
Exhibit BP 5g_ Email 2024-10-02_AAC Agreement_CONFIDENTIAL.pdf2025-06-04Not public
Exhibit BP 6k_Schreiben Fhg_CONFIDENTIAL.pdf2025-06-04Not public
Exhibit BP 5c_ AAC_Essentiality Overview_2017-10-06_CONFIDENTIAL.pdf2025-06-04Not public
Exhibit BP 6f_Email und Excel Files_CONFIDENTIAL.pdf2025-06-04Not public
V174838VLU01_Proof_of_Payment.pdf2025-06-04Not public
Exhibit BP-T 2a_Synopse.pdf2025-06-04Not public
Exhibit BP 5f_Email Korrespondenz Anlagen_CONFIDENTIAL.pdf2025-06-04Not public
Exhibit BP 6j_Korrespondenz 2024 HMD Angebot_CONFIDENTIAL.pdf2025-06-04Not public
Exhibit BP 6e_Mails_Praesentation_Anlagen_CONFIDENTIAL.pdf2025-06-04Not public
Exhibit BP 6i_Mails modiefied Portfolio List_CONFIDENTIAL.pdf2025-06-04Not public
2025-06-04_Statement_of_Claim_FhG_confidential_V174838VLU01 - signed.pdf2025-06-04Not public
Exhibit BP 10_ Angebote BE FR IT NL.pdf2025-06-04Not public
Exhibit BP 01_Registerauszug DE.pdf2025-06-04Not public
Exhibit BP-T 3_Android 9 developer website Auszug.pdf2025-06-04Not public
Exhibit BP-T 5_USAC Standard 1st edition.pdf2025-06-04Not public
Exhibit BP-T 1_Patentschrift EP2380167.pdf2025-06-04Not public
Exhibit BP 6d_Angebot HMD Emails und Anlagen_CONFIDENTIAL.pdf2025-06-04Not public
Exhibit BP 5a_ AAC_Essential Patent list_2017-08-24_CONFIDENTIAL.pdf2025-06-04Not public
Exhibit BP 5d_Email 25-Oktober-2017_CONFIDENTIAL.pdf2025-06-04Not public
Exhibit BP 03_Anlagenkonvolut Auszuege Website Beklagte.pdf2025-06-04Not public
Exhibit BP 5a_ AAC_Essential Patent list_2017-08-24_CONFIDENTIAL.pdf2025-06-04Not public
Exhibit BP 5b_ AAC Materials_rageliste_2017-09-20_CONFIDENTIAL.pdf2025-06-04Not public
Exhibit BP 6g_Email Korrespondenz_CONFIDENTIAL.pdf2025-06-04Not public
Exhibit BP 07_ Verkaufsbedingungen.pdf2025-06-04Not public
2025-06-04_Statement_of_Claim_FhG_confidential_V174838VLU01 - signed.pdf2025-06-04Not public
Exhibit BP 5f_Email Korrespondenz Anlagen_CONFIDENTIAL.pdf2025-06-04Not public
Exhibit BP-T 2_Merkmalsgliederungen.pdf2025-06-04Not public
Exhibit BP 6j_Korrespondenz 2024 HMD Angebot_CONFIDENTIAL.pdf2025-06-04Not public
Accepted arguments
What the court agreed with — by party.
  • For competition-law reasons a SEP holder is only required to indicate one FRAND-compliant licensing route to the implementer (here, the Via AAC pool licence); it need not also offer a bilateral licence, absent circumstances such as the implementer already having advanced bilateral deals with a significant number of other pool contributors or genuinely seeking a multi-standard/cross-licence.

    ClaimantLegal basis: FRAND defence, Art. 101/102 TFEU (concurring with LD Munich, decision of 18 December 2024, UPC_CFI_9/2023, Huawei v Netgear, p. 136)
  • Claimant's claims for the period since 6 August 2018 (release of Android 9) were not time-barred: settlement negotiations between the parties (6 December 2019 to 26 January 2023) suspended the running of the German three-year limitation period under § 203 BGB, and Art. 72 UPCA's five-year limit did not otherwise bar the claims.

    ClaimantLegal basis: Art. 72 UPCA; §§ 195, 199, 203 BGB
Rejected arguments
What the court did not agree with — and why.
  • Defendant's insistence on a bilateral licence instead of the offered Via pool licence, and its stated reasons for rejecting Claimant's offers, showed it was a willing licensee entitled to a FRAND defence against an injunction.

    RespondentLegal basis: FRAND defence, Art. 101/102 TFEU – Defendant failed to present comprehensible reasons for opting for bilateral licensing, failed to conclude bilateral agreements with other SEP pool licensors within a reasonable time, and refrained from placing a security, notwithstanding an initial FRAND pool offer
  • Claimant's patent rights were exhausted because of an existing (disputed) licence agreement, since HMD's devices run on an operating system that already implements the licensed AAC codec.

    RespondentLegal basis: Art. 29 UPCA (exhaustion)
  • Defendant sought revocation of EP 2 380 167 in its entirety, in the alternative on the basis of Auxiliary Requests I-IV filed by Claimant.

    RespondentLegal basis: Revocation counterclaim; rejected in its entirety, patent upheld as granted