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UPC CFI 165/2024

Apr 9, 2024·EP3805248 +1 more: PROCESS FOR CONCENTRATION OF ANTIBODIES AND THERAPEUTIC PRODUCTS THEREOF

Case details
Status
Case Closed
Action
Provisional measures
Category
Provisional Measures
Parties
Claimants
Reps: Frank-Erich Hufnagel (Freshfields Bruckhaus Deringer); Kilian Seidel (Freshfields Bruckhaus Deringer); Cameron Marshall (Carpmaels & Ransford); Joanna Rowley (Carpmaels & Ransford)
Division
Dusseldorf LD
Technology
Organic Chemistry
Language
English
Decisions
  • 2024-09-06
    PI deniedApplication for provisional measures

    Order of Düsseldorf Local Division rejecting Novartis/Genentech's application for provisional measures against Celltrion Healthcare entities regarding EP 3 805 248 B1 (biosimilar product Epysqli). The court found the requirements for provisional measures were not met and ordered Novartis/Genentech to pay interim costs of EUR 138,562.80. The court set out important headnotes on: the interpretation of Art. 25 and 62 UPCA as autonomous uniform law; the concept of imminent infringement; group company liability; inapplicability of R. 295 RoP to provisional measures applications; and parties' obligation to present focused technical arguments.

    Legal issues:Autonomous interpretation of Art. 25 and Art. 62(1) UPCAImminent infringement as basis for provisional measuresGroup company liability in distribution networksInapplicability of R. 295 RoP (stay) to provisional measuresClaim interpretation obligation on parties
Documents
Document titleDatePublic
Case Closure Formal Check2025-03-27Not public
Headnote-and-Keywords2024-09-06Not public
Measures_DecisionOutcome_Notification.pdf2024-09-06Not public
Final Order on PI Application2024-09-06Public
Final Order on PI Application2024-09-06Not public
18492-2024_OH_DUS-LOC_UPC202407310930AM_S032024-09-06Not public
18492-2024_OH_DUS-LOC_UPC202407310930AM_S042024-09-06Not public
18492-2024_OH_DUS-LOC_UPC202407310930AM_S042024-09-06Not public
18492-2024_OH_DUS-LOC_UPC202407310930AM_S022024-09-06Not public
18492-2024_OH_DUS-LOC_UPC202407310930AM_S012024-09-06Not public
18492-2024_OH_DUS-LOC_UPC202407310930AM_S032024-09-06Not public
18492-2024_OH_DUS-LOC_UPC202407310930AM_S012024-09-06Not public
18492-2024_OH_DUS-LOC_UPC202407310930AM_S022024-09-06Not public
Receipt2024-09-03Not public
Exhibit FBD 462024-09-03Not public
Submission of EPO preliminary opinion2024-09-03Not public
Time limits for parties' oral submissions2024-07-24Public
Acknowledgement-of-lodging2024-06-27Not public
BB49 Expert declaration Dr. L. de Leede of 26 June 20242024-06-27Not public
BB38 Higher Regional Court Dusseldorf judgment of 2009 2012 (I 2 U 44 12)2024-06-27Not public
BB49a CV of Dr. L. de Leede2024-06-27Not public
BB41 Witness Statement Bart Buiks2024-06-27Not public
BB46 Cacia et al Biochemistry 1996 Vol 35 No 6 p 1897 19032024-06-27Not public
BB38a English machine translation of Exhibit BB382024-06-27Not public
BB39 Witness Statement Taeksang Kwon2024-06-27Not public
BB43 Witness Statement of DongKyu Kim2024-06-27Not public
BB49b Annexes to expert declaration dr. L. de Leede of 26 June 20242024-06-27Not public
BB47 Presta et al J Immunol 1993 Vol 151 No 5 p 2623 26322024-06-27Not public
BB43a Exhibit 1 to Witness Statement of Dongkyu Kim2024-06-27Not public
BB45a CV of Prof. dr. T. Dingermann2024-06-27Not public
BB42 Witness Statement Annelies van Leeuwen2024-06-27Not public
BB44a Annexes to Expert declaration of Prof. dr. H.W. Frijlink II2024-06-27Not public
BB45b Annexes to expert declaration of Prof. dr. T. Dingermann2024-06-27Not public
BB44 Expert declaration Prof. dr. H.W. Frijlink of 26 June 2024 (Expert declaration of Prof. dr. H.W. Frijlink II)2024-06-27Not public
BB40 Witness Statement Joel van Ruyskensvelde2024-06-27Not public
20240627 Rejoinder UPC Celltrion v Novartis (signed)2024-06-27Not public
BB45 Expert declaration Prof. dr. T. Dingermann of 26 June 20242024-06-27Not public
BB48 Notice from the EPO regarding accelerated proceedings of 17 June 20242024-06-27Not public
Acknowledgement-of-lodging2024-06-27Not public
BB38 Higher Regional Court Dusseldorf judgment of 2009 2012 (I 2 U 44 12)2024-06-27Not public
BB39 Witness Statement Taeksang Kwon2024-06-27Not public
BB44 Expert declaration Prof. dr. H.W. Frijlink of 26 June 2024 (Expert declaration of Prof. dr. H.W. Frijlink II)2024-06-27Not public
20240627 Rejoinder UPC Celltrion v Novartis (signed)2024-06-27Not public
BB49 Expert declaration Dr. L. de Leede of 26 June 20242024-06-27Not public
BB41 Witness Statement Bart Buiks2024-06-27Not public
BB48 Notice from the EPO regarding accelerated proceedings of 17 June 20242024-06-27Not public
BB47 Presta et al J Immunol 1993 Vol 151 No 5 p 2623 26322024-06-27Not public
BB45b Annexes to expert declaration of Prof. dr. T. Dingermann2024-06-27Not public
BB44a Annexes to Expert declaration of Prof. dr. H.W. Frijlink II2024-06-27Not public
BB45a CV of Prof. dr. T. Dingermann2024-06-27Not public
BB49a CV of Dr. L. de Leede2024-06-27Not public
BB40 Witness Statement Joel van Ruyskensvelde2024-06-27Not public
BB38a English machine translation of Exhibit BB382024-06-27Not public
BB43 Witness Statement of DongKyu Kim2024-06-27Not public
BB43a Exhibit 1 to Witness Statement of Dongkyu Kim2024-06-27Not public
BB42 Witness Statement Annelies van Leeuwen2024-06-27Not public
BB49b Annexes to expert declaration dr. L. de Leede of 26 June 20242024-06-27Not public
BB45 Expert declaration Prof. dr. T. Dingermann of 26 June 20242024-06-27Not public
BB46 Cacia et al Biochemistry 1996 Vol 35 No 6 p 1897 19032024-06-27Not public
Acknowledgement-of-lodging2024-06-27Not public
20240627 Rejoinder UPC Celltrion v Novartis (signed)2024-06-27Not public
BB38 Higher Regional Court Düsseldorf judgment of 2009 2012 (I 2 U 44 12)2024-06-27Not public
BB48 Notice from the EPO regarding accelerated proceedings of 17 June 20242024-06-27Not public
BB45b Annexes to expert declaration of Prof. dr. T. Dingermann2024-06-27Not public
BB39 Witness Statement Taeksang Kwon2024-06-27Not public
BB47 Presta et al J Immunol 1993 Vol 151 No 5 p 2623 26322024-06-27Not public
BB45 Expert declaration Prof. dr. T. Dingermann of 26 June 20242024-06-27Not public
BB41 Witness Statement Bart Buiks2024-06-27Not public
BB44a Annexes to Expert declaration of Prof. dr. H.W. Frijlink II2024-06-27Not public
BB46 Cacia et al Biochemistry 1996 Vol 35 No 6 p 1897 19032024-06-27Not public
BB42 Witness Statement Annelies van Leeuwen2024-06-27Not public
BB49b Annexes to expert declaration dr. L. de Leede of 26 June 20242024-06-27Not public
BB49a CV of Dr. L. de Leede2024-06-27Not public
BB44 Expert declaration Prof. dr. H.W. Frijlink of 26 June 2024 (Expert declaration of Prof. dr. H.W. Frijlink II)2024-06-27Not public
BB38a English machine translation of Exhibit BB382024-06-27Not public
BB43 Witness Statement of DongKyu Kim2024-06-27Not public
BB49 Expert declaration Dr. L. de Leede of 26 June 20242024-06-27Not public
BB40 Witness Statement Joel van Ruyskensvelde2024-06-27Not public
BB43a Exhibit 1 to Witness Statement of Dongkyu Kim2024-06-27Not public
BB45a CV of Prof. dr. T. Dingermann2024-06-27Not public
Acknowledgement-of-lodging2024-06-27Not public
BB38 Higher Regional Court Dusseldorf judgment of 2009 2012 (I 2 U 44 12)2024-06-27Not public
BB41 Witness Statement Bart Buiks2024-06-27Not public
BB40 Witness Statement Joel van Ruyskensvelde2024-06-27Not public
BB45a CV of Prof. dr. T. Dingermann2024-06-27Not public
BB45b Annexes to expert declaration of Prof. dr. T. Dingermann2024-06-27Not public
BB42 Witness Statement Annelies van Leeuwen2024-06-27Not public
BB46 Cacia et al Biochemistry 1996 Vol 35 No 6 p 1897 19032024-06-27Not public
BB43a Exhibit 1 to Witness Statement of Dongkyu Kim2024-06-27Not public
BB39 Witness Statement Taeksang Kwon2024-06-27Not public
BB45 Expert declaration Prof. dr. T. Dingermann of 26 June 20242024-06-27Not public
BB48 Notice from the EPO regarding accelerated proceedings of 17 June 20242024-06-27Not public
BB49a CV of Dr. L. de Leede2024-06-27Not public
BB49b Annexes to expert declaration dr. L. de Leede of 26 June 20242024-06-27Not public
BB44 Expert declaration Prof. dr. H.W. Frijlink of 26 June 2024 (Expert declaration of Prof. dr. H.W. Frijlink II)2024-06-27Not public
BB43 Witness Statement of DongKyu Kim2024-06-27Not public
BB38a English machine translation of Exhibit BB382024-06-27Not public
BB49 Expert declaration Dr. L. de Leede of 26 June 20242024-06-27Not public
BB44a Annexes to Expert declaration of Prof. dr. H.W. Frijlink II2024-06-27Not public
20240627 Rejoinder UPC Celltrion v Novartis (signed)2024-06-27Not public
BB47 Presta et al J Immunol 1993 Vol 151 No 5 p 2623 26322024-06-27Not public
Acknowledgement-of-lodging2024-06-27Not public
BB44a Annexes to Expert declaration of Prof. dr. H.W. Frijlink II2024-06-27Not public
BB43 Witness Statement of DongKyu Kim2024-06-27Not public
BB41 Witness Statement Bart Buiks2024-06-27Not public
BB49 Expert declaration Dr. L. de Leede of 26 June 20242024-06-27Not public
BB43a Exhibit 1 to Witness Statement of Dongkyu Kim2024-06-27Not public
BB49a CV of Dr. L. de Leede2024-06-27Not public
BB45a CV of Prof. dr. T. Dingermann2024-06-27Not public
BB45 Expert declaration Prof. dr. T. Dingermann of 26 June 20242024-06-27Not public
BB48 Notice from the EPO regarding accelerated proceedings of 17 June 20242024-06-27Not public
BB42 Witness Statement Annelies van Leeuwen2024-06-27Not public
BB40 Witness Statement Joel van Ruyskensvelde2024-06-27Not public
BB49b Annexes to expert declaration dr. L. de Leede of 26 June 20242024-06-27Not public
BB46 Cacia et al Biochemistry 1996 Vol 35 No 6 p 1897 19032024-06-27Not public
BB45b Annexes to expert declaration of Prof. dr. T. Dingermann2024-06-27Not public
BB38a English machine translation of Exhibit BB382024-06-27Not public
BB44 Expert declaration Prof. dr. H.W. Frijlink of 26 June 2024 (Expert declaration of Prof. dr. H.W. Frijlink II)2024-06-27Not public
20240627 Rejoinder UPC Celltrion v Novartis (signed)2024-06-27Not public
BB38 Higher Regional Court Düsseldorf judgment of 2009 2012 (I 2 U 44 12)2024-06-27Not public
BB39 Witness Statement Taeksang Kwon2024-06-27Not public
BB47 Presta et al J Immunol 1993 Vol 151 No 5 p 2623 26322024-06-27Not public
Acknowledgement-of-lodging2024-06-27Not public
Acknowledgement-of-lodging2024-06-27Not public
BB45a CV of Prof. dr. T. Dingermann2024-06-27Not public
BB49a CV of Dr. L. de Leede2024-06-27Not public
BB48 Notice from the EPO regarding accelerated proceedings of 17 June 20242024-06-27Not public
BB46 Cacia et al Biochemistry 1996 Vol 35 No 6 p 1897 19032024-06-27Not public
BB38a English machine translation of Exhibit BB382024-06-27Not public
BB43a Exhibit 1 to Witness Statement of Dongkyu Kim2024-06-27Not public
BB43 Witness Statement of DongKyu Kim2024-06-27Not public
BB45 Expert declaration Prof. dr. T. Dingermann of 26 June 20242024-06-27Not public
BB42 Witness Statement Annelies van Leeuwen2024-06-27Not public
BB47 Presta et al J Immunol 1993 Vol 151 No 5 p 2623 26322024-06-27Not public
BB45b Annexes to expert declaration of Prof. dr. T. Dingermann2024-06-27Not public
BB49b Annexes to expert declaration dr. L. de Leede of 26 June 20242024-06-27Not public
BB41 Witness Statement Bart Buiks2024-06-27Not public
BB49 Expert declaration Dr. L. de Leede of 26 June 20242024-06-27Not public
BB44a Annexes to Expert declaration of Prof. dr. H.W. Frijlink II2024-06-27Not public
BB44 Expert declaration Prof. dr. H.W. Frijlink of 26 June 2024 (Expert declaration of Prof. dr. H.W. Frijlink II)2024-06-27Not public
BB38 Higher Regional Court Dusseldorf judgment of 2009 2012 (I 2 U 44 12)2024-06-27Not public
20240627 Rejoinder UPC Celltrion v Novartis (signed)2024-06-27Not public
BB40 Witness Statement Joel van Ruyskensvelde2024-06-27Not public
BB39 Witness Statement Taeksang Kwon2024-06-27Not public
BB45b Annexes to expert declaration of Prof. dr. T. Dingermann2024-06-27Not public
BB43 Witness Statement of DongKyu Kim2024-06-27Not public
BB44 Expert declaration Prof. dr. H.W. Frijlink of 26 June 2024 (Expert declaration of Prof. dr. H.W. Frijlink II)2024-06-27Not public
BB49a CV of Dr. L. de Leede2024-06-27Not public
20240627 Rejoinder UPC Celltrion v Novartis (signed)2024-06-27Not public
BB38 Higher Regional Court Düsseldorf judgment of 2009 2012 (I 2 U 44 12)2024-06-27Not public
BB49 Expert declaration Dr. L. de Leede of 26 June 20242024-06-27Not public
BB39 Witness Statement Taeksang Kwon2024-06-27Not public
BB47 Presta et al J Immunol 1993 Vol 151 No 5 p 2623 26322024-06-27Not public
BB41 Witness Statement Bart Buiks2024-06-27Not public
BB38a English machine translation of Exhibit BB382024-06-27Not public
BB44a Annexes to Expert declaration of Prof. dr. H.W. Frijlink II2024-06-27Not public
BB45a CV of Prof. dr. T. Dingermann2024-06-27Not public
BB45 Expert declaration Prof. dr. T. Dingermann of 26 June 20242024-06-27Not public
BB46 Cacia et al Biochemistry 1996 Vol 35 No 6 p 1897 19032024-06-27Not public
BB49b Annexes to expert declaration dr. L. de Leede of 26 June 20242024-06-27Not public
BB48 Notice from the EPO regarding accelerated proceedings of 17 June 20242024-06-27Not public
BB43a Exhibit 1 to Witness Statement of Dongkyu Kim2024-06-27Not public
BB40 Witness Statement Joel van Ruyskensvelde2024-06-27Not public
BB42 Witness Statement Annelies van Leeuwen2024-06-27Not public
Outcome of the Order2024-06-14Not public
2024-06-14 Procedural Order2024-06-14Public
Template-Order2024-06-14Not public
Receipt2024-06-07Not public
Receipt2024-06-07Not public
24-06-06 - Application pursuant to R. 262.2 RoP UPC2024-06-07Not public
Exhibit FBD 38 (CONF)2024-06-07Not public
Exhibit FBD 412024-06-07Not public
24-06-06 - Xolair - EP 248 - vs Celltrion EU - Reply2024-06-07Not public
Exhibit FBD 40 (CONF)2024-06-07Not public
Application pursuant to R. 9 RoP UPC2024-06-07Not public
Exhibit FBD 442024-06-07Not public
Exhibit FBD 36 (CONF)2024-06-07Not public
Exhibit FBD 36a (CONF)2024-06-07Not public
Exhibit FBD 37 (CONF)2024-06-07Not public
Exhibit FBD 39 (CONF)2024-06-07Not public
Exhibit FBD 36a (CONF)2024-06-07Not public
Exhibit FBD 38 (CONF)2024-06-07Not public
24-06-06 - Xolair - EP 248 - vs Celltrion EU - Reply2024-06-07Not public
Exhibit FBD 37 (CONF)2024-06-07Not public
Exhibit FBD 36 (CONF)2024-06-07Not public
Exhibit FBD 422024-06-07Not public
Exhibit FBD 432024-06-07Not public
Exhibit FBD 352024-06-07Not public
Exhibit FBD 45a2024-06-07Not public
Exhibit FBD 342024-06-07Not public
Exhibit FBD 40 (CONF)2024-06-07Not public
Exhibit FBD 452024-06-07Not public
Exhibit FBD 39 (CONF)2024-06-07Not public
summons2024-05-16Not public
Procedural Order Oral Hearing2024-05-16Public
Document technical reason2024-05-16Public
Panel-Appointment2024-05-16Not public
BB23 - EP 4 104 859 A12024-05-14Not public
BB27 - Statement of Defence by Novartis in the Dutch proceedings 3 April 20242024-05-14Not public
BB26N - Notice Examiner 31 January 20222024-05-14Not public
BB33 - WO 03072060 A22024-05-14Not public
BB26M - Letter Novartis regarding third party observation 4 October 20212024-05-14Not public
BB34 - WO 9006764 A12024-05-14Not public
BB21 - Expert declaration of Prof. dr. H.W. Frijlink on arginine(-HCl) (Expert declaration of Prof. Frijlink I)2024-05-14Not public
BB26B - Letter EPO to remedy deficiencies (submission of claims) 28 October 20202024-05-14Not public
BB26C - Claims 1-21 submitted by letter of Novartis 3 November 20202024-05-14Not public
BB26I - Tomar et al. journal of the Taylor Francis Group 2017 vol. 9 p. 476-489 submitted by letter of Novartis 26 July2024-05-14Not public
BB22 - Technical primer for the Patent2024-05-14Not public
BB26K - Yadav et al. Pharmaceutical Research 2011 vol. 28 p. 1750-1764 submitted by letter of Novartis 26 July 2021 (Yad2024-05-14Not public
BB26G - Letter Novartis regarding the adjustment of the claims 26 July 20212024-05-14Not public
BB35 - JP H04-1981952024-05-14Not public
BB20 - EP 2 116 265 B12024-05-14Not public
BB26A - International search report 12 April 20062024-05-14Not public
BB35A - JP H04-198195 - translation of description2024-05-14Not public
BB29 - EP 1 610 820 B22024-05-14Not public
BB26E - European Search Opinion 10 June 20212024-05-14Not public
BB26D - Letter Novartis on submission of claims 1-21 3 November 20202024-05-14Not public
BB21B - Annexes to the expert declaration of Prof. dr. H.W. Frijlink2024-05-14Not public
BB26H - Adjusted claims 1-3 by letter of Novartis 26 July 20212024-05-14Not public
BB26L - Third party observation 22 September 20212024-05-14Not public
BB32 - EP 0 025 275 A22024-05-14Not public
BB30 - Crommelin Pharmaceutical Biotechnology Fundamentals and Applications (second edition)2024-05-14Not public
BB28 - Letter Novartis regarding submission of patentees 18 July 20222024-05-14Not public
BB26O - Third party observation 24 May 20222024-05-14Not public
20240515 Objection UPC Celltrion v Novartis (signed)2024-05-14Not public
BB25 - Decision of the Board of Appeal EPO on EP 636 5 May 20222024-05-14Not public
BB24 - EP 4 108 259 A12024-05-14Not public
BB36 - Hernandez et al. 20222024-05-14Not public
BB27A - English machine translation of Statement of Defence by Novartis 3 April 20242024-05-14Not public
BB26F - European Search Report 31 May 20212024-05-14Not public
BB31 - Chen et al. Pharmaceutical Research 2003 Vol. 20 No. 12 p. 1952-60 (Chen)2024-05-14Not public
BB37 - EP 1 786 830 B12024-05-14Not public
BB26J - Liu et al. Journal of Pharmaceutical Sciences 2005 vol. 94 p. 1928-1940 submitted by letter of Novartis 26 July2024-05-14Not public
BB21A - CV of Prof. dr. H.W. Frijlink2024-05-14Not public
BB26D - Letter Novartis on submission of claims 1-21 3 November 20202024-05-14Not public
BB26G - Letter Novartis regarding the adjustment of the claims 26 July 20212024-05-14Not public
BB36 - Hernandez et al. 20222024-05-14Not public
BB26C - Claims 1-21 submitted by letter of Novartis 3 November 20202024-05-14Not public
BB26M - Letter Novartis regarding third party observation 4 October 20212024-05-14Not public
BB22 - Technical primer for the Patent2024-05-14Not public
20240515 Objection UPC Celltrion v Novartis (signed)2024-05-14Not public
BB21B - Annexes to the expert declaration of Prof. dr. H.W. Frijlink2024-05-14Not public
BB26F - European Search Report 31 May 20212024-05-14Not public
BB37 - EP 1 786 830 B12024-05-14Not public
BB27 - Statement of Defence by Novartis in the Dutch proceedings 3 April 20242024-05-14Not public
BB20 - EP 2 116 265 B12024-05-14Not public
BB24 - EP 4 108 259 A12024-05-14Not public
BB26I - Tomar et al. journal of the Taylor Francis Group 2017 vol. 9 p. 476-489 submitted by letter of Novartis 26 July2024-05-14Not public
BB26O - Third party observation 24 May 20222024-05-14Not public
BB26K - Yadav et al. Pharmaceutical Research 2011 vol. 28 p. 1750-1764 submitted by letter of Novartis 26 July 2021 (Yad2024-05-14Not public
BB26N - Notice Examiner 31 January 20222024-05-14Not public
BB31 - Chen et al. Pharmaceutical Research 2003 Vol. 20 No. 12 p. 1952-60 (Chen)2024-05-14Not public
BB26E - European Search Opinion 10 June 20212024-05-14Not public
BB23 - EP 4 104 859 A12024-05-14Not public
BB29 - EP 1 610 820 B22024-05-14Not public
BB35A - JP H04-198195 - translation of description2024-05-14Not public
BB30 - Crommelin Pharmaceutical Biotechnology Fundamentals and Applications (second edition)2024-05-14Not public
BB34 - WO 9006764 A12024-05-14Not public
BB35 - JP H04-1981952024-05-14Not public
BB32 - EP 0 025 275 A22024-05-14Not public
BB21 - Expert declaration of Prof. dr. H.W. Frijlink on arginine(-HCl) (Expert declaration of Prof. Frijlink I)2024-05-14Not public
BB27A - English machine translation of Statement of Defence by Novartis 3 April 20242024-05-14Not public
BB25 - Decision of the Board of Appeal EPO on EP 636 5 May 20222024-05-14Not public
BB26L - Third party observation 22 September 20212024-05-14Not public
BB33 - WO 03072060 A22024-05-14Not public
BB28 - Letter Novartis regarding submission of patentees 18 July 20222024-05-14Not public
BB26J - Liu et al. Journal of Pharmaceutical Sciences 2005 vol. 94 p. 1928-1940 submitted by letter of Novartis 26 July2024-05-14Not public
BB26H - Adjusted claims 1-3 by letter of Novartis 26 July 20212024-05-14Not public
BB21A - CV of Prof. dr. H.W. Frijlink2024-05-14Not public
BB26B - Letter EPO to remedy deficiencies (submission of claims) 28 October 20202024-05-14Not public
BB26A - International search report 12 April 20062024-05-14Not public
BB26E - European Search Opinion 10 June 20212024-05-14Not public
BB24 - EP 4 108 259 A12024-05-14Not public
BB33 - WO 03072060 A22024-05-14Not public
BB21A - CV of Prof. dr. H.W. Frijlink2024-05-14Not public
BB30 - Crommelin Pharmaceutical Biotechnology Fundamentals and Applications (second edition)2024-05-14Not public
BB29 - EP 1 610 820 B22024-05-14Not public
BB27 - Statement of Defence by Novartis in the Dutch proceedings 3 April 20242024-05-14Not public
BB32 - EP 0 025 275 A22024-05-14Not public
BB26G - Letter Novartis regarding the adjustment of the claims 26 July 20212024-05-14Not public
20240515 Objection UPC Celltrion v Novartis (signed)2024-05-14Not public
BB27A - English machine translation of Statement of Defence by Novartis 3 April 20242024-05-14Not public
BB26K - Yadav et al. Pharmaceutical Research 2011 vol. 28 p. 1750-1764 submitted by letter of Novartis 26 July 2021 (Yad2024-05-14Not public
BB26J - Liu et al. Journal of Pharmaceutical Sciences 2005 vol. 94 p. 1928-1940 submitted by letter of Novartis 26 July2024-05-14Not public
BB36 - Hernandez et al. 20222024-05-14Not public
BB26D - Letter Novartis on submission of claims 1-21 3 November 20202024-05-14Not public
BB26H - Adjusted claims 1-3 by letter of Novartis 26 July 20212024-05-14Not public
BB31 - Chen et al. Pharmaceutical Research 2003 Vol. 20 No. 12 p. 1952-60 (Chen)2024-05-14Not public
BB26L - Third party observation 22 September 20212024-05-14Not public
BB35A - JP H04-198195 - translation of description2024-05-14Not public
BB23 - EP 4 104 859 A12024-05-14Not public
BB20 - EP 2 116 265 B12024-05-14Not public
BB21B - Annexes to the expert declaration of Prof. dr. H.W. Frijlink2024-05-14Not public
BB26C - Claims 1-21 submitted by letter of Novartis 3 November 20202024-05-14Not public
BB22 - Technical primer for the Patent2024-05-14Not public
BB26B - Letter EPO to remedy deficiencies (submission of claims) 28 October 20202024-05-14Not public
BB37 - EP 1 786 830 B12024-05-14Not public
BB26M - Letter Novartis regarding third party observation 4 October 20212024-05-14Not public
BB34 - WO 9006764 A12024-05-14Not public
BB28 - Letter Novartis regarding submission of patentees 18 July 20222024-05-14Not public
BB26F - European Search Report 31 May 20212024-05-14Not public
BB26I - Tomar et al. journal of the Taylor Francis Group 2017 vol. 9 p. 476-489 submitted by letter of Novartis 26 July2024-05-14Not public
BB26A - International search report 12 April 20062024-05-14Not public
BB35 - JP H04-1981952024-05-14Not public
BB26N - Notice Examiner 31 January 20222024-05-14Not public
BB21 - Expert declaration of Prof. dr. H.W. Frijlink on arginine(-HCl) (Expert declaration of Prof. Frijlink I)2024-05-14Not public
BB26O - Third party observation 24 May 20222024-05-14Not public
BB25 - Decision of the Board of Appeal EPO on EP 636 5 May 20222024-05-14Not public
BB26J - Liu et al. Journal of Pharmaceutical Sciences 2005 vol. 94 p. 1928-1940 submitted by letter of Novartis 26 July2024-05-14Not public
BB26L - Third party observation 22 September 20212024-05-14Not public
BB27 - Statement of Defence by Novartis in the Dutch proceedings 3 April 20242024-05-14Not public
BB30 - Crommelin Pharmaceutical Biotechnology Fundamentals and Applications (second edition)2024-05-14Not public
BB27A - English machine translation of Statement of Defence by Novartis 3 April 20242024-05-14Not public
BB26H - Adjusted claims 1-3 by letter of Novartis 26 July 20212024-05-14Not public
BB26B - Letter EPO to remedy deficiencies (submission of claims) 28 October 20202024-05-14Not public
BB21B - Annexes to the expert declaration of Prof. dr. H.W. Frijlink2024-05-14Not public
BB26A - International search report 12 April 20062024-05-14Not public
BB26D - Letter Novartis on submission of claims 1-21 3 November 20202024-05-14Not public
BB22 - Technical primer for the Patent2024-05-14Not public
BB32 - EP 0 025 275 A22024-05-14Not public
BB21A - CV of Prof. dr. H.W. Frijlink2024-05-14Not public
BB28 - Letter Novartis regarding submission of patentees 18 July 20222024-05-14Not public
BB35A - JP H04-198195 - translation of description2024-05-14Not public
BB24 - EP 4 108 259 A12024-05-14Not public
BB20 - EP 2 116 265 B12024-05-14Not public
BB26G - Letter Novartis regarding the adjustment of the claims 26 July 20212024-05-14Not public
BB37 - EP 1 786 830 B12024-05-14Not public
BB26C - Claims 1-21 submitted by letter of Novartis 3 November 20202024-05-14Not public
BB26E - European Search Opinion 10 June 20212024-05-14Not public
BB36 - Hernandez et al. 20222024-05-14Not public
BB25 - Decision of the Board of Appeal EPO on EP 636 5 May 20222024-05-14Not public
BB34 - WO 9006764 A12024-05-14Not public
BB26K - Yadav et al. Pharmaceutical Research 2011 vol. 28 p. 1750-1764 submitted by letter of Novartis 26 July 2021 (Yad2024-05-14Not public
20240515 Objection UPC Celltrion v Novartis (signed)2024-05-14Not public
BB26F - European Search Report 31 May 20212024-05-14Not public
BB29 - EP 1 610 820 B22024-05-14Not public
BB35 - JP H04-1981952024-05-14Not public
BB33 - WO 03072060 A22024-05-14Not public
BB26I - Tomar et al. journal of the Taylor Francis Group 2017 vol. 9 p. 476-489 submitted by letter of Novartis 26 July2024-05-14Not public
BB21 - Expert declaration of Prof. dr. H.W. Frijlink on arginine(-HCl) (Expert declaration of Prof. Frijlink I)2024-05-14Not public
BB23 - EP 4 104 859 A12024-05-14Not public
BB26O - Third party observation 24 May 20222024-05-14Not public
BB26N - Notice Examiner 31 January 20222024-05-14Not public
BB26M - Letter Novartis regarding third party observation 4 October 20212024-05-14Not public
BB31 - Chen et al. Pharmaceutical Research 2003 Vol. 20 No. 12 p. 1952-60 (Chen)2024-05-14Not public
BB26L - Third party observation 22 September 20212024-05-14Not public
BB37 - EP 1 786 830 B12024-05-14Not public
BB26E - European Search Opinion 10 June 20212024-05-14Not public
BB26I - Tomar et al. journal of the Taylor Francis Group 2017 vol. 9 p. 476-489 submitted by letter of Novartis 26 July2024-05-14Not public
BB21B - Annexes to the expert declaration of Prof. dr. H.W. Frijlink2024-05-14Not public
BB26B - Letter EPO to remedy deficiencies (submission of claims) 28 October 20202024-05-14Not public
BB22 - Technical primer for the Patent2024-05-14Not public
BB26G - Letter Novartis regarding the adjustment of the claims 26 July 20212024-05-14Not public
BB20 - EP 2 116 265 B12024-05-14Not public
BB34 - WO 9006764 A12024-05-14Not public
BB26H - Adjusted claims 1-3 by letter of Novartis 26 July 20212024-05-14Not public
BB26M - Letter Novartis regarding third party observation 4 October 20212024-05-14Not public
BB30 - Crommelin Pharmaceutical Biotechnology Fundamentals and Applications (second edition)2024-05-14Not public
BB26C - Claims 1-21 submitted by letter of Novartis 3 November 20202024-05-14Not public
BB21 - Expert declaration of Prof. dr. H.W. Frijlink on arginine(-HCl) (Expert declaration of Prof. Frijlink I)2024-05-14Not public
BB26O - Third party observation 24 May 20222024-05-14Not public
BB32 - EP 0 025 275 A22024-05-14Not public
BB23 - EP 4 104 859 A12024-05-14Not public
BB35 - JP H04-1981952024-05-14Not public
BB33 - WO 03072060 A22024-05-14Not public
BB26N - Notice Examiner 31 January 20222024-05-14Not public
BB21A - CV of Prof. dr. H.W. Frijlink2024-05-14Not public
BB26J - Liu et al. Journal of Pharmaceutical Sciences 2005 vol. 94 p. 1928-1940 submitted by letter of Novartis 26 July2024-05-14Not public
BB25 - Decision of the Board of Appeal EPO on EP 636 5 May 20222024-05-14Not public
BB29 - EP 1 610 820 B22024-05-14Not public
BB35A - JP H04-198195 - translation of description2024-05-14Not public
20240515 Objection UPC Celltrion v Novartis (signed)2024-05-14Not public
BB24 - EP 4 108 259 A12024-05-14Not public
BB26D - Letter Novartis on submission of claims 1-21 3 November 20202024-05-14Not public
BB26A - International search report 12 April 20062024-05-14Not public
BB27 - Statement of Defence by Novartis in the Dutch proceedings 3 April 20242024-05-14Not public
BB31 - Chen et al. Pharmaceutical Research 2003 Vol. 20 No. 12 p. 1952-60 (Chen)2024-05-14Not public
BB26K - Yadav et al. Pharmaceutical Research 2011 vol. 28 p. 1750-1764 submitted by letter of Novartis 26 July 2021 (Yad2024-05-14Not public
BB27A - English machine translation of Statement of Defence by Novartis 3 April 20242024-05-14Not public
BB26F - European Search Report 31 May 20212024-05-14Not public
BB28 - Letter Novartis regarding submission of patentees 18 July 20222024-05-14Not public
BB36 - Hernandez et al. 20222024-05-14Not public
BB26N - Notice Examiner 31 January 20222024-05-14Not public
BB35A - JP H04-198195 - translation of description2024-05-14Not public
BB33 - WO 03072060 A22024-05-14Not public
BB26I - Tomar et al. journal of the Taylor Francis Group 2017 vol. 9 p. 476-489 submitted by letter of Novartis 26 July2024-05-14Not public
BB26E - European Search Opinion 10 June 20212024-05-14Not public
BB25 - Decision of the Board of Appeal EPO on EP 636 5 May 20222024-05-14Not public
BB26F - European Search Report 31 May 20212024-05-14Not public
BB35 - JP H04-1981952024-05-14Not public
BB21B - Annexes to the expert declaration of Prof. dr. H.W. Frijlink2024-05-14Not public
BB27A - English machine translation of Statement of Defence by Novartis 3 April 20242024-05-14Not public
BB29 - EP 1 610 820 B22024-05-14Not public
BB21 - Expert declaration of Prof. dr. H.W. Frijlink on arginine(-HCl) (Expert declaration of Prof. Frijlink I)2024-05-14Not public
BB28 - Letter Novartis regarding submission of patentees 18 July 20222024-05-14Not public
BB26L - Third party observation 22 September 20212024-05-14Not public
BB26G - Letter Novartis regarding the adjustment of the claims 26 July 20212024-05-14Not public
BB26O - Third party observation 24 May 20222024-05-14Not public
BB36 - Hernandez et al. 20222024-05-14Not public
BB34 - WO 9006764 A12024-05-14Not public
BB31 - Chen et al. Pharmaceutical Research 2003 Vol. 20 No. 12 p. 1952-60 (Chen)2024-05-14Not public
BB30 - Crommelin Pharmaceutical Biotechnology Fundamentals and Applications (second edition)2024-05-14Not public
BB26K - Yadav et al. Pharmaceutical Research 2011 vol. 28 p. 1750-1764 submitted by letter of Novartis 26 July 2021 (Yad2024-05-14Not public
BB27 - Statement of Defence by Novartis in the Dutch proceedings 3 April 20242024-05-14Not public
BB26D - Letter Novartis on submission of claims 1-21 3 November 20202024-05-14Not public
BB24 - EP 4 108 259 A12024-05-14Not public
BB20 - EP 2 116 265 B12024-05-14Not public
BB26M - Letter Novartis regarding third party observation 4 October 20212024-05-14Not public
BB32 - EP 0 025 275 A22024-05-14Not public
BB26A - International search report 12 April 20062024-05-14Not public
BB23 - EP 4 104 859 A12024-05-14Not public
BB37 - EP 1 786 830 B12024-05-14Not public
BB26H - Adjusted claims 1-3 by letter of Novartis 26 July 20212024-05-14Not public
20240515 Objection UPC Celltrion v Novartis (signed)2024-05-14Not public
BB22 - Technical primer for the Patent2024-05-14Not public
BB26J - Liu et al. Journal of Pharmaceutical Sciences 2005 vol. 94 p. 1928-1940 submitted by letter of Novartis 26 July2024-05-14Not public
BB21A - CV of Prof. dr. H.W. Frijlink2024-05-14Not public
BB26B - Letter EPO to remedy deficiencies (submission of claims) 28 October 20202024-05-14Not public
BB26C - Claims 1-21 submitted by letter of Novartis 3 November 20202024-05-14Not public
BB26I - Tomar et al. journal of the Taylor Francis Group 2017 vol. 9 p. 476-489 submitted by letter of Novartis 26 July2024-05-14Not public
BB29 - EP 1 610 820 B22024-05-14Not public
BB24 - EP 4 108 259 A12024-05-14Not public
BB35A - JP H04-198195 - translation of description2024-05-14Not public
BB27A - English machine translation of Statement of Defence by Novartis 3 April 20242024-05-14Not public
BB21 - Expert declaration of Prof. dr. H.W. Frijlink on arginine(-HCl) (Expert declaration of Prof. Frijlink I)2024-05-14Not public
BB23 - EP 4 104 859 A12024-05-14Not public
BB33 - WO 03072060 A22024-05-14Not public
BB27 - Statement of Defence by Novartis in the Dutch proceedings 3 April 20242024-05-14Not public
BB26D - Letter Novartis on submission of claims 1-21 3 November 20202024-05-14Not public
BB26A - International search report 12 April 20062024-05-14Not public
BB36 - Hernandez et al. 20222024-05-14Not public
BB26K - Yadav et al. Pharmaceutical Research 2011 vol. 28 p. 1750-1764 submitted by letter of Novartis 26 July 2021 (Yad2024-05-14Not public
BB26O - Third party observation 24 May 20222024-05-14Not public
BB21B - Annexes to the expert declaration of Prof. dr. H.W. Frijlink2024-05-14Not public
BB26C - Claims 1-21 submitted by letter of Novartis 3 November 20202024-05-14Not public
BB26G - Letter Novartis regarding the adjustment of the claims 26 July 20212024-05-14Not public
BB22 - Technical primer for the Patent2024-05-14Not public
BB31 - Chen et al. Pharmaceutical Research 2003 Vol. 20 No. 12 p. 1952-60 (Chen)2024-05-14Not public
BB34 - WO 9006764 A12024-05-14Not public
BB35 - JP H04-1981952024-05-14Not public
BB21A - CV of Prof. dr. H.W. Frijlink2024-05-14Not public
BB25 - Decision of the Board of Appeal EPO on EP 636 5 May 20222024-05-14Not public
BB26B - Letter EPO to remedy deficiencies (submission of claims) 28 October 20202024-05-14Not public
20240515 Objection UPC Celltrion v Novartis (signed)2024-05-14Not public
BB26N - Notice Examiner 31 January 20222024-05-14Not public
BB32 - EP 0 025 275 A22024-05-14Not public
BB26L - Third party observation 22 September 20212024-05-14Not public
BB30 - Crommelin Pharmaceutical Biotechnology Fundamentals and Applications (second edition)2024-05-14Not public
BB37 - EP 1 786 830 B12024-05-14Not public
BB26J - Liu et al. Journal of Pharmaceutical Sciences 2005 vol. 94 p. 1928-1940 submitted by letter of Novartis 26 July2024-05-14Not public
BB20 - EP 2 116 265 B12024-05-14Not public
BB26E - European Search Opinion 10 June 20212024-05-14Not public
BB26F - European Search Report 31 May 20212024-05-14Not public
BB26H - Adjusted claims 1-3 by letter of Novartis 26 July 20212024-05-14Not public
BB28 - Letter Novartis regarding submission of patentees 18 July 20222024-05-14Not public
BB26M - Letter Novartis regarding third party observation 4 October 20212024-05-14Not public
2024-05-13 Order TQJ2024-05-13Public
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Pre Order TQJ2024-05-02Not public
Repeated upload of order dated 10 April 20242024-05-02Not public
Date of a possible oral hearing2024-04-23Public
Acknowledgement of access to case2024-04-18Not public
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Letter for Service2024-04-12Not public
Panel-Appointment2024-04-11Not public
R.207.8 Order2024-04-10Public
Panel-Appointment2024-04-09Not public
Application-For-Measures-Receipt2024-04-09Not public
Formal-checks_Notification-of-positive-outcome2024-04-09Not public
Receipt2024-04-09Not public
Application to request confidentiality from the public (RoP262.2)2024-04-09Not public
Application-For-Measures-Acknowledgement2024-04-09Not public
Exhibit FBD 142024-04-09Not public
Exhibit FBD 132024-04-09Not public
Exhibit FBD 12a2024-04-09Not public
Exhibit FBD 32024-04-09Not public
Application for Provisional Measures2024-04-09Not public
Exhibit FBD 192024-04-09Not public
Exhibit FBD 312024-04-09Not public
Exhibit FBD 122024-04-09Not public
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Exhibit FBD 42024-04-09Not public
Exhibit FBD 22024-04-09Not public
Exhibit FBD 182024-04-09Not public
Exhibit FBD 5 (Confidential)2024-04-09Not public
Application for Provisional Measures2024-04-09Not public
Exhibit FBD 172024-04-09Not public
Exhibit FBD 252024-04-09Not public
Exhibit FBD 5 (Confidential)2024-04-09Not public
Exhibit FBD 12024-04-09Not public
Exhibit FBD 202024-04-09Not public
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Exhibit FBD 21-12024-04-09Not public
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Exhibit FBD 102024-04-09Not public
Exhibit FBD 322024-04-09Not public
Coverage: Partial.Reasoning extracted with partial coverage — some sections may be incomplete.
Plain-English summary

Novartis AG and Genentech, Inc. applied for provisional measures at the Düsseldorf Local Division against Celltrion Healthcare entities regarding EP 3 805 248 B1 (antibody concentration process related to the biosimilar Epysqli). The court rejected the application, finding the requirements for provisional measures not satisfied and awarding EUR 138,562.80 in interim costs to the defendants, while establishing important headnotes on the autonomous interpretation of UPCA, imminent infringement, group company liability, and parties' obligations to present focused technical arguments.

Accepted arguments
What the court agreed with — by party.
  • Court must be convinced of patent validity with sufficient certainty before granting provisional measures, including likelihood of EPO outcome

    RespondentLegal basis: Art. 62(4) UPCA; R. 211.2 RoP

    Note: The Düsseldorf court denied provisional measures partly because the requirements for technical arguments to be focused, precise, and comprehensible were not met by the applicants.

  • Art. 25 UPCA constitutes uniform substantive law interpreted independently, not by reference to national patent laws

    argumentParty.court (headnote)Legal basis: Art. 25 UPCA

    Note: Court articulated that UPCA substantive and procedural law takes precedence over national patent laws and must be interpreted autonomously.

  • R. 295 RoP (stay of proceedings) does not apply to applications for provisional measures

    RespondentLegal basis: R. 295 RoP

    Note: Court confirmed that R. 295 refers to main actions only, not to provisional measure applications.

Rejected arguments
What the court did not agree with — and why.
  • Provisional measures application for preliminary injunction against Celltrion entities regarding EP 3 805 248 B1

    ClaimantLegal basis: Art. 62 UPCA; R. 211 RoP

    Reason: Requirements for provisional measures were not met; the application was rejected in its entirety and Novartis/Genentech were ordered to pay EUR 138,562.80 in interim costs.