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UPC CFI 54/2024

Feb 12, 2024·EP2391947 +1 more: VERIFIABLE DEVICE ASSISTED SERVICE POLICY IMPLEMENTATION

Case details
Status
Case Closed
Action
Infringement
Category
Main Infringement Action
Parties
Claimants
Reps: Thomas Adam (Peterreins Schley)
Division
Munich LD
Technology
Telecoms · Cellular/SEP · Computing & AI
Language
English
Claims
At issue1, 2, 5, 6, 10, 35
Revokedall
Notes: Munich LD revoked EP2391947 (Android device network management) in all forms including all amended auxiliary requests; Headwater had asserted claims 1, 2, 5, 6, 10 and/or 35; infringement action dismissed.
Decisions
  • 2025-08-01
    RevokedInfringement Action

    Munich Local Division found that European Patent 2 391 947 (Headwater, relating to Android device network management) is invalid in all forms including as amended. The panel cancelled the second oral hearing planned for September 2025, indicating the patent was found invalid both as granted and in all amended forms proposed by Headwater. The infringement action was therefore dismissed.

    Legal issues:Patent validity – counterclaim for revocationAdded matter (Art. 123(2) EPC)Lack of novelty / inventive stepApplication to amend patent
  • 2025-03-03
    Infringement Action

    Procedural order issued by the Munich Local Division following the Interim Conference of 28 February 2025 in two consolidated infringement actions by Headwater Research LLC against Samsung. The order addressed procedural matters including inadmissibility of Samsung's invalidity attack under Art. 138(1)(e) EPC, the standing-to-sue issue, treatment of a witness statement, and admissibility of late-filed documents ZP8-ZP9. No substantive ruling on infringement or validity.

    Legal issues:Inadmissibility of invalidity attack under Art. 138(1)(e) EPCStanding to sueAdmissibility of written witness statement (Rule 175 RoP)Late-filed documents
  • 2024-10-02
    Generic application

    Procedural order on Samsung Electronics entities' application for security for costs (Rule 158 RoP) against Claimant Headwater Research LLC, a US-based patent assertion entity. Applying the CoA standard that the claimant's financial position must give rise to legitimate and real concern about recoverability of a potential cost order, the court assessed whether EUR 200,000 security was appropriate.

    Legal issues:Security for costs (Rule 158 RoP)Financial position of claimantStandards for security for costs
Documents
Document titleDatePublic
Cover sheet2025-09-29Not public
Application2025-09-29Not public
Receipt2025-09-29Not public
action.issueDecision.decision2025-09-25Not public
Final Order2025-09-25Public
Cover sheet2025-09-24Not public
Application2025-09-24Not public
Receipt2025-09-24Not public
R 265 - observations2025-09-18Not public
Receipt2025-09-18Not public
Application to withdraw action pursuant to R. 265.1 RoP2025-09-17Not public
Headnote-and-Keywords2025-08-01Not public
Outcome of the Order2025-08-01Not public
final order2025-08-01Not public
final order2025-08-01Public
Outcome of the Order2025-08-01Not public
final order2025-08-01Public
final order2025-08-01Not public
Outcome of the Order2025-08-01Not public
final order2025-08-01Public
final order2025-08-01Not public
Outcome of the Order2025-08-01Not public
final order2025-08-01Public
final order2025-08-01Not public
Outcome of the Order2025-08-01Not public
final order2025-08-01Public
final order2025-08-01Not public
Outcome of the Order2025-08-01Not public
final order2025-08-01Not public
final order2025-08-01Public
Outcome of the Order2025-08-01Not public
final order2025-08-01Public
final order2025-08-01Not public
Outcome of the Order2025-08-01Not public
final order2025-08-01Public
final order2025-08-01Not public
Outcome of the Order2025-08-01Not public
final order2025-08-01Not public
final order2025-08-01Public
Outcome of the Order2025-08-01Not public
final order2025-08-01Not public
final order2025-08-01Public
DecisionOutcome2025-08-01Not public
decision2025-08-01Not public
decision2025-08-01Public
oral hearing reference2025-07-29Not public
oral hearing reference2025-07-29Not public
oral hearing reference2025-07-29Not public
oral hearing reference2025-07-29Not public
oral hearing reference2025-07-29Not public
oral hearing reference2025-07-29Not public
Receipt2025-05-05Not public
Exhibit_K_Verdict_II2025-05-03Not public
Submission of further documentation regarding parallel proceedings on standing2025-05-03Not public
Exhibit_K_Order_II2025-05-03Not public
Exhibit_K_R-R_II2025-05-03Not public
R 262A final Order anonymized2025-04-24Not public
Hearing-Dates2025-04-22Not public
Hearing-Dates2025-04-22Not public
summons2025-04-16Not public
summons2025-04-16Not public
Response to request for panel review R. 333 RoP2025-04-08Not public
Response to request for panel review R. 333 RoP2025-04-08Not public
Response to request for panel review R. 333 RoP2025-04-08Not public
Comments on request R. 263 RoP2025-04-08Not public
Comments on request R. 263 RoP2025-04-08Not public
Comments on request R. 263 RoP2025-04-08Not public
Outcome of the Order2025-04-03Not public
workflow closed2025-04-03Public
workflow closed2025-04-03Public
Receipt2025-03-31Not public
Receipt2025-03-31Not public
Request for term extension2025-03-28Not public
Request for term extension2025-03-28Not public
observations2025-03-24Not public
observations2025-03-24Not public
Interim-Procedure-Closure2025-03-21Not public
Summon-Oral-Hearing2025-03-21Not public
summons for CMS2025-03-21Public
Receipt2025-03-21Not public
Acknowledgement-of-lodging2025-03-21Not public
Annex K Request I2025-03-20Not public
Request for leave to change claim, R. 263 RoP2025-03-20Not public
Outcome of the Order2025-03-20Not public
262 A - final2025-03-20Not public
262 A - final2025-03-20Public
Request for Panel Review, R. 333.1 RoP2025-03-18Not public
262 A - oberservations2025-03-17Public
Receipt2025-03-17Not public
R 105.5 (2)2025-03-14Not public
Hearing-Dates2025-03-14Not public
R. 262A RoP - Confidentiality request2025-03-13Not public
R. 262.2 RoP - Confidentiality request2025-03-13Not public
Annex B15 - CONFIDENTIAL2025-03-13Not public
Comments on enforcement security - CONFIDENTIAL2025-03-13Not public
Comments on enforcement security - CONFIDENTIAL2025-03-13Not public
Annex B16 - CONFIDENTIAL2025-03-13Not public
Annex B14 - CONFIDENTIAL2025-03-13Not public
Annex B15 - CONFIDENTIAL2025-03-13Not public
Annex B14 - CONFIDENTIAL2025-03-13Not public
Annex B16 - CONFIDENTIAL2025-03-13Not public
Annex B15 - CONFIDENTIAL2025-03-13Not public
Annex B15 - CONFIDENTIAL2025-03-13Not public
Annex B16 - CONFIDENTIAL2025-03-13Not public
Comments on enforcement security - CONFIDENTIAL2025-03-13Not public
Annex B14 - CONFIDENTIAL2025-03-13Not public
Annex B14 - CONFIDENTIAL2025-03-13Not public
Annex B16 - CONFIDENTIAL2025-03-13Not public
Comments on enforcement security - CONFIDENTIAL2025-03-13Not public
Annex B14 - CONFIDENTIAL2025-03-13Not public
Annex B15 - CONFIDENTIAL2025-03-13Not public
Comments of enforcement security - CONFIDENTIAL2025-03-13Not public
Annex B15 - CONFIDENTIAL2025-03-13Not public
Comments of enforcement security - CONFIDENTIAL2025-03-13Not public
Annex B16 - CONFIDENTIAL2025-03-13Not public
Annex B14 - CONFIDENTIAL2025-03-13Not public
Annex B16 - CONFIDENTIAL2025-03-13Not public
Submissions re: clarification of formal requests and of amounts of costs2025-03-13Not public
Order ORD_69051/2024 anonymized2025-03-07Not public
Headnote-and-Keywords2025-03-03Not public
R 105.5 RoP2025-03-03Not public
R 105.5 RoP2025-03-03Public
Interim Conference recording2025-02-28Not public
Interim Conference recording2025-02-28Not public
Fix-Interim-Conference-Date2025-02-24Not public
Interim-Conference-Decision2025-02-24Not public
Written-Procedure-Closure2025-02-24Not public
Comments regarding Interim Conference2025-02-21Not public
Comments regarding Interim Conference2025-02-21Not public
Comments regarding Interim Conference2025-02-21Not public
Preparation of Interim Conference2025-02-21Not public
Receipt2025-02-10Not public
Confidentiality Request2025-02-06Not public
Further brief R. 36 confidential2025-02-06Not public
Exhibit K_Witness_Raleigh2025-02-06Not public
Further brief R. 36 confidential2025-02-06Not public
Headnote-and-Keywords2025-01-24Not public
Outcome of the Order2025-01-24Not public
262 A - final2025-01-24Public
262 A - final2025-01-24Public
Outcome of the Order2025-01-24Not public
R 9 - comments2025-01-24Public
Outcome of the Order2025-01-24Not public
R 2632025-01-24Public
R 9 - topics for IC2025-01-24Public
Receipt2025-01-22Not public
Confidentiality Request2025-01-21Not public
Further written pleading R. 36 RoP - CONFIDENTIAL2025-01-21Not public
Annex B13 - Confidential2025-01-21Not public
Further written pleading R. 36 RoP - CONFIDENTIAL2025-01-21Not public
Annex B13 - Confidential2025-01-21Not public
Observations on R. 36 request2025-01-21Not public
Outcome of the Order2025-01-13Not public
R 36 - final2025-01-13Public
Receipt2025-01-13Not public
Request R. 36 RoP2025-01-10Not public
R 190 - R 265 final2024-12-31Not public
R 190 - R 265 final2024-12-31Not public
R 190 - R 265 final2024-12-31Not public
Template-Order2024-12-31Not public
Outcome of the Order2024-12-31Not public
R 190 - R 265 final2024-12-31Public
R 190 - R 265 final2024-12-31Not public
Outcome of the Order2024-12-31Not public
R 265 final2024-12-31Public
Outcome of the Order2024-12-31Not public
R 265 final2024-12-31Public
R 263 - comments2024-12-31Not public
Template-Order2024-12-31Not public
Receipt2024-12-17Not public
Request for leave to change claim (R. 263 RoP)2024-12-17Not public
Receipt2024-12-13Not public
Receipt2024-12-12Not public
Withdrawal App_40273/20242024-12-11Not public
Withdrawal App_40275/20242024-12-11Not public
Order R 262 A - comments2024-12-10Not public
Order R 1902024-12-10Not public
Comments on confidentiality order2024-11-29Not public
Comments on confidentiality order2024-11-29Not public
Comments on confidentiality order2024-11-29Not public
Outcome of the Order2024-11-29Not public
262 A - final2024-11-29Public
R9 - R 262A2024-11-19Public
Confidentiality Request - Qualcomm2024-11-19Not public
R 9 - R 262A - lodge2024-11-19Not public
Exhibit BP01 - Qualcomm2024-11-19Not public
Brief of Qualcomm2024-11-19Not public
262 A - comments2024-11-12Not public
262 A - comments2024-11-12Public
Headnote-and-Keywords2024-11-12Not public
Outcome of the Order2024-11-12Not public
R 190 - final2024-11-12Public
R 190 - final2024-11-12Not public
Template-Order2024-11-12Not public
Receipt2024-11-12Not public
Confidentiality Request R. 262A RoP2024-11-11Not public
Confidentiality Request R. 262.2 RoP2024-11-11Not public
Acknowledgement-of-lodging2024-11-11Not public
Acknowledgement-of-lodging2024-11-11Not public
Acknowledgement-of-lodging2024-11-11Not public
Annex B102024-11-11Not public
Annex B112024-11-11Not public
Annex B122024-11-11Not public
Rejoinder - CONFIDENTIAL2024-11-11Not public
Rejoinder - CONFIDENTIAL2024-11-11Not public
Annex B-DAaP2024-11-11Not public
Annex B-RDCfR2024-11-11Not public
Rejoinder - CONFIDENTIAL2024-11-11Not public
Annex B-DAaP2024-11-11Not public
Rejoinder - CONFIDENTIAL2024-11-11Not public
Annex B-RDCfR2024-11-11Not public
Annex B122024-11-11Not public
Annex B102024-11-11Not public
Annex B112024-11-11Not public
Annex B112024-11-11Not public
Annex B102024-11-11Not public
Rejoinder - CONFIDENTIAL2024-11-11Not public
Annex B-RDCfR2024-11-11Not public
Rejoinder - CONFIDENTIAL2024-11-11Not public
Annex B122024-11-11Not public
Annex B-DAaP2024-11-11Not public
Panel-Appointment2024-11-05Not public
R 37.2 final signed2024-10-28Public
Comments on R. 37.2 RoP and TQJ2024-10-14Not public
Comments R. 37.2 RoP2024-10-14Not public
Comments R. 37.2 RoP2024-10-14Not public
Comments R. 37.2 RoP2024-10-14Not public
Comments R. 190 RoP2024-10-11Not public
Annex RoP 190 B22024-10-11Not public
Comments R. 190 RoP2024-10-11Not public
Annex RoP 190 B22024-10-11Not public
Comments R. 190 RoP2024-10-11Not public
Annex RoP 190 B22024-10-11Not public
Comments R. 190 RoP2024-10-11Not public
Comments R. 190 RoP2024-10-11Not public
Comments R. 190 RoP2024-10-11Not public
Further comments on R190 request2024-10-11Not public
Further comments on R190 request2024-10-11Not public
Further comments on R190 request2024-10-11Not public
Further comments on R190 request2024-10-11Not public
Further comments on R190 request2024-10-11Not public
R 37.2 - comments2024-10-02Not public
Headnote-and-Keywords2024-10-02Not public
Outcome of the Order2024-10-02Not public
R 158 final2024-10-02Public
Outcome of the Order2024-10-01Not public
R 262A final2024-10-01Public
R 190 - comments (2)2024-10-01Not public
R 190 - comments (2)2024-10-01Not public
Hearing-Dates2024-09-16Not public
scheduling - final2024-09-16Public
EDTX Docket Control Order2024-09-13Not public
Comments on proposed hearing dates2024-09-13Not public
Comments on hearing dates2024-09-13Not public
Comments on hearing dates2024-09-13Not public
Comments on hearing dates2024-09-13Not public
scheduling - comments2024-09-10Not public
Hearing-Dates2024-09-10Not public
Acknowledgement-of-lodging2024-09-10Not public
Reply R. 29a RoP2024-09-10Not public
Defence to counterclaim for revocation2024-09-10Not public
Exegesis requests SoC - Reply2024-09-10Not public
EDTX Transcript Evidentiary Hearing2024-09-10Not public
EDTX Order2024-09-10Not public
Acknowledgement-of-lodging2024-09-10Not public
EDTX Transcript Evidentiary Hearing2024-09-10Not public
Reply R. 29a RoP2024-09-10Not public
EDTX Order2024-09-10Not public
Defence to counterclaim for revocation2024-09-10Not public
Exegesis requests SoC - Reply2024-09-10Not public
Acknowledgement-of-lodging2024-09-09Not public
Defence to counterclaim for revocation2024-09-09Not public
Exegesis requests SoC - Reply2024-09-09Not public
EDTX Transcript Evidentiary Hearing2024-09-09Not public
Reply R. 29a2024-09-09Not public
EDTX Order2024-09-09Not public
Response of Qualcomm2024-08-29Not public
R 190 - comments2024-08-29Not public
Acknowledgement of access to case2024-08-21Not public
Notification Of Service2024-08-20Not public
Proof of service2024-08-20Not public
Response to Request for Security for Costs2024-08-16Not public
Response to Request for Security for Costs2024-08-15Not public
Response to Request for Security for Costs2024-08-15Not public
Exhibit K_EDTX2024-08-15Not public
Exhibit K_ProO2024-08-15Not public
Comments on R 190 request2024-08-15Not public
Comments on requests for term extension2024-08-14Not public
Comments on requests for term extension2024-08-14Not public
Comments on requests for term extension2024-08-14Not public
Comments pursuant to R. 264 RoP2024-08-12Not public
Comments pursuant to R. 264 RoP2024-08-12Not public
Comments pursuant to R. 264 RoP2024-08-12Not public
Letter for Service2024-08-06Not public
term extension - comments2024-08-05Not public
term extension - comments2024-08-05Not public
term extension - comments2024-08-05Not public
R 158 - comments2024-08-05Not public
R 158 - comments2024-08-05Not public
R 158 - comments2024-08-05Not public
R 158 - comments2024-08-05Not public
190 requests - comments2024-08-05Not public
R 262a - further comments2024-08-01Not public
Comments on confidentiality club2024-07-25Not public
Acknowledgement-of-lodging2024-07-23Not public
Formal-checks_Notification-of-positive-outcome2024-07-23Not public
Statement of defence CONFIDENTIAL2024-07-22Not public
Annex B22024-07-22Not public
Annex B62024-07-22Not public
Annex B32024-07-22Not public
Exhibit RFC-IA-12024-07-22Not public
Annex B72024-07-22Not public
Annex B82024-07-22Not public
Annex B42024-07-22Not public
Annex B-CfR2024-07-22Not public
Annex B12024-07-22Not public
Response to request for correction following formal checks2024-07-22Not public
Annex B52024-07-22Not public
Annex B5.01-242024-07-22Not public
Annex B9 CONFIDENTIAL2024-07-22Not public
R 262a - comments2024-07-15Not public
Confidentiality order2024-07-15Public
Formal-checks_Notification-of-positive-outcome2024-07-10Not public
Formal-checks_Request-for-correction2024-07-10Not public
Formal-checks_Notification-of-positive-outcome2024-07-10Not public
Receipt2024-07-09Not public
Confidentiality Request R. 262 RoP2024-07-08Not public
Confidentiality Request R. 262A RoP2024-07-08Not public
Acknowledgement-of-lodging2024-07-08Not public
Annex B32024-07-08Not public
Annex B82024-07-08Not public
Annex B5.01-242024-07-08Not public
Annex B22024-07-08Not public
Annex B72024-07-08Not public
Annex B42024-07-08Not public
Annex B9 CONFIDENTIAL2024-07-08Not public
Statement of defence CONFIDENTIAL2024-07-08Not public
Annex B52024-07-08Not public
Annex B12024-07-08Not public
Annex B-CfR2024-07-08Not public
Annex B9 CONFIDENTIAL2024-07-08Not public
Statement of defence CONFIDENTIAL2024-07-08Not public
Annex B62024-07-08Not public
Acknowledgement-of-lodging2024-07-08Not public
Annex B9 CONFIDENTIAL2024-07-08Not public
Annex B12024-07-08Not public
Annex B72024-07-08Not public
Statement of defence CONFIDENTIAL2024-07-08Not public
Annex B22024-07-08Not public
Annex B-CfR2024-07-08Not public
Statement of defence CONFIDENTIAL2024-07-08Not public
Annex B62024-07-08Not public
Annex B5.01-242024-07-08Not public
Annex B52024-07-08Not public
Annex B32024-07-08Not public
Annex B42024-07-08Not public
Annex B9 CONFIDENTIAL2024-07-08Not public
Annex B82024-07-08Not public
Acknowledgement-of-lodging2024-07-08Not public
Annex B9 CONFIDENTIAL2024-07-08Not public
Annex B62024-07-08Not public
Annex B32024-07-08Not public
Annex B12024-07-08Not public
Statement of defence CONFIDENTIAL2024-07-08Not public
Annex B72024-07-08Not public
Annex B22024-07-08Not public
Annex B9 CONFIDENTIAL2024-07-08Not public
Annex B52024-07-08Not public
Annex B82024-07-08Not public
Annex B-CfR2024-07-08Not public
Annex B42024-07-08Not public
Statement of defence CONFIDENTIAL2024-07-08Not public
Annex B5.01-242024-07-08Not public
Receipt2024-07-08Not public
Receipt2024-07-08Not public
Receipt2024-07-08Not public
Receipt2024-07-08Not public
Receipt2024-07-08Not public
Receipt2024-07-08Not public
Receipt2024-07-08Not public
Receipt2024-07-08Not public
Receipt2024-07-08Not public
Receipt2024-07-08Not public
Receipt2024-07-08Not public
Request for security2024-07-06Not public
Annex RoP 158-B12024-07-06Not public
Annex RoP 158-B22024-07-06Not public
Annex RoP 158-B12024-07-06Not public
Annex RoP 158-B22024-07-06Not public
Request for security2024-07-06Not public
Annex RoP 158-B12024-07-06Not public
Annex RoP 158-B22024-07-06Not public
Request for security2024-07-06Not public
Request for term extension2024-07-06Not public
Request for term extension2024-07-06Not public
Request for term extension2024-07-06Not public
Annex RoP 190-B12024-07-06Not public
Request for document production2024-07-06Not public
Request for document production2024-07-06Not public
Annex RoP 190-B12024-07-06Not public
Request for document production2024-07-06Not public
Annex RoP 190-B12024-07-06Not public
Annex RoP 190-B12024-07-06Not public
Request for document production2024-07-06Not public
Confidentiality request R. 262 RoP2024-07-06Not public
Confidentiality request R. 262A RoP2024-07-06Not public
Panel-Appointment2024-06-13Not public
Headnote-and-Keywords2024-06-13Not public
Outcome of the Order2024-06-13Not public
R 323 - final2024-06-13Public
Stellungnahme zu Antrag nach Art. 49(5) EPGÜ2024-06-06Not public
procedural order Art. 49.5 - comments2024-05-27Not public
Receipt2024-05-24Not public
Antrag Art. 49(5) UPCA2024-05-23Not public
Anlage B12024-05-23Not public
Antrag Art. 49(5) UPCA2024-05-23Not public
Anlage B12024-05-23Not public
Anlage B12024-05-23Not public
Antrag Art. 49(5) UPCA2024-05-23Not public
Notification Of Service2024-04-04Not public
Verfahrensanordnung2024-04-04Not public
Outcome of the Order2024-04-03Not public
FVA - final2024-04-03Public
Receipt2024-04-03Not public
Fristverlängerungsantrag2024-04-02Not public
Acknowledgement of access to case2024-04-02Not public
Acknowledgement of access to case2024-03-25Not public
Acknowledgement of access to case2024-03-14Not public
Confirmation of notification of appointment2024-03-13Not public
Einsendebeleg Samsung Electronics France s.a.i.2024-03-13Not public
Sendeverfolgung DHL - Samsung Electronics France s.a.i2024-03-13Not public
Notification Of Service2024-03-04Not public
DHL Sendeverfolgung Samsung Electronics GmbH2024-03-04Not public
epoUploadDocumentsWorkflow2024-02-20Not public
Document from EPO2024-02-20Not public
Letter for Service2024-02-16Not public
Letter for Service2024-02-16Not public
Letter for Service2024-02-16Not public
Panel-Appointment2024-02-15Not public
EPO-Request-for-case-pending2024-02-14Not public
Receipt2024-02-14Not public
Formal-checks_Notification-of-positive-outcome2024-02-14Not public
Acknowledgement-of-lodging2024-02-12Not public
Registerauszug FR INPI EP 9472024-02-12Not public
Handelsregisterauszug Bekl. 1)2024-02-12Not public
Überweisungsbeleg2024-02-12Not public
Klageschrift2024-02-12Not public
Merkmalsgliederung2024-02-12Not public
Registerauszug DPMA2024-02-12Not public
Handelsregisterauszug Bekl. 2)2024-02-12Not public
Klagepatent2024-02-12Not public
Klageschrift2024-02-12Not public
Inhaltsverzeichnis2024-02-12Not public
Coverage: Partial.Reasoning extracted with partial coverage — some sections may be incomplete.
Plain-English summary

Headwater Research LLC sued Samsung Electronics entities at the Munich Local Division for infringement of EP 2 391 947, a patent covering network management policy implementation on Android mobile devices. Samsung successfully counterclaimed for revocation, with the court finding the patent invalid for lack of inventive step both as granted and in all 24 auxiliary requests filed by Headwater; the court also ruled Samsung's Art. 138(1)(e) invalidity attack inadmissible. The infringement action was dismissed and a separate revocation counterclaim was fully upheld.

Accepted arguments
What the court agreed with — by party.
  • patent EP 2 391 947 lacks inventive step under Art. 56 EPC over the prior art

    RespondentLegal basis: Art. 138(1)(a) EPC; Art. 56 EPC

    Note: Samsung's invalidity attack on inventive step succeeded both against the patent as granted and against all Headwater's auxiliary requests (AR1-24), leading to full revocation.

  • patent EP 2 391 947 contains added matter under Art. 123(2) EPC

    RespondentLegal basis: Art. 138(1)(c) EPC; Art. 123(2) EPC

    Note: Samsung invoked added matter as one of its invalidity grounds; while the decision found invalidity primarily on inventive step, added matter was also pleaded.

  • invalidity attack based on Art. 138(1)(e) EPC is inadmissible under applicable national law

    ClaimantLegal basis: Art. 138(1)(e) EPC; applicable German and French law

    Note: The court accepted this argument at the interim conference stage, ruling Samsung's Art. 138(1)(e) attack inadmissible.

  • Headwater as a non-practicing US entity with no assets other than patents must provide security for costs

    RespondentLegal basis: Art. 69(4) UPCA; R. 158 RoP

    Note: Samsung's security-for-costs application was granted by the Munich LD at EUR 100,000; the court applied the CoA standard requiring legitimate and real concern about recoverability.

Rejected arguments
What the court did not agree with — and why.
  • the patent as amended (auxiliary requests AR1-AR1-24) should be maintained as valid

    ClaimantLegal basis: Art. 56 EPC

    Reason: All auxiliary requests were found to lack inventive step for the same reasons as the main request; the second oral hearing scheduled for September 2025 was cancelled.

  • security for costs should be set at no more than EUR 100,000 and may be provided by a US bank guarantee

    ClaimantLegal basis: R. 158 RoP

    Reason: The court set the amount at EUR 100,000 (accepting claimant's alternative) but held that a bank guarantee from a US bank was not adequate, consistent with CoA guidance.

  • the written witness statement of Dr. Raleigh qualifies as a full witness statement under R. 175 RoP

    ClaimantLegal basis: R. 175 RoP

    Reason: Samsung noted the statement lacked certain requirements of R. 175 RoP; the court did not call live witnesses.

Prior art relied on
References cited and the role they played.
  • ZP8-ZP9 (late-filed documents admitted in response to AR1-24)Obviousness combination
Claim construction notes

The claims relate to a verifiable device-assisted service policy implementation system for Android devices (network management of mobile end-user devices with OS Android 7 or higher). The claim construction was contested but the substantive analysis is not reproduced in the available excerpts.

Headwater Research LLC v Samsung Electronics GmbH — UPC CFI 54/2024 | UPClytics