UPC CFI 1/2023
Jun 2, 2023·EP3666797 · ANTIGEN BINDING PROTEINS TO PROPROTEIN CONVERTASE SUBTILISIN KEXIN TYPE 9 (PCSK9)
- Case details
- StatusCase Closed (Patent revoked)Set aside on appeal, Nov 25, 2025ActionRevocationCategoryMain revocation action
- Parties
- Claimants
- Sanofi-Aventis Deutschland GmbHOperating co.
Representatives- Daniel Wise-Carpmaels & Ransford
- Agathe Michel-De Cazotte-Carpmaels & Ransford
- Niels Hölder-Hoffmann Eitle
- M. Gruber
- M. Pfeifer
- Emily Nikolić-Carpmaels & Ransford
- Gregor König-König Szynka - Tilmann - Von Renesse
Respondents- Amgen Inc.Operating co.
Representatives- Koen Bijvank-Brinkhof
- Michael Eder
- Johannes Heselberger-Bardehle Pagenberg
- H. Ulrich Dörries-df-mp
- A. Berger-Bardehle Pagenberg
- Daan de Lange-Brinkhof
- Rik Lambers-Brinkhof
- Jonathan Santman-Brinkhof
- Roza Rijpkema-Brinkhof
- Division
- Munich CD
- Technology
- ChemistryBiotechnology · Pharmaceuticals
- Language
- English
- First decided
- Jun 29, 2023
- Last decision
- Feb 24, 2024
- EPO Opposition
- Sanofi-Aventis Deutschland GmbHAdmissible2023-11-10
- REGENERON PHARMACEUTICALS, INC.Admissible2024-02-19
- Sanofi-Aventis Groupe S.A.Withdrawn2023-11-10
- Sanofi Winthrop Industrie S.A.Withdrawn2023-11-10
- Appealed
- Set aside by UPC CoA 528/2024 · Nov 25, 2025
- Set aside by UPC CoA 529/2024 · Nov 25, 2025
| Patent revoked | Median days to first decision | |
|---|---|---|
| All UPC | 37% (34/91) | 124 |
| Munich CD | Locked | Locked |
| Judge Ulrike Voß | Locked | Locked |
| Judge András Kupecz | Locked | Locked |
| Judge Casper Struve | Locked | Locked |
At the UPC: Sanofi Group (33 cases)·Amgen Group (19 cases)
This dispute contains 3 other proceedings
3 other defendants litigating the same or a related patent
- 2024-10-22Application RoP262.1 (b)Public
Summary: Munich Central Division granted Dehns' (a UPC representative firm) request for access to written pleadings and evidence in the concluded Sanofi v. Amgen revocation proceedings under R.262.1(b) RoP. The Court found that since proceedings had concluded, the balance of interests normally favours granting access to third parties with a legitimate general interest.
Show the legal issues (3)
- Third-party access to court file under R.262.1(b) RoP
- Balance of interests in concluded proceedings
- Transparency of UPC proceedings
- 2024-07-16Revocation ActionPublic
Summary: The Munich Central Division (UPC's first-ever revocation case) revoked European patent EP 3 666 797 B1 (relating to an anti-PCSK9 antibody composition for treating hypercholesterolaemia, owned by Amgen) in its entirety for the territories of 17 UPC Contracting Member States. The patent was found to lack inventive step. All 17 auxiliary requests were also found to lack inventive step. Amgen (defendant/patent proprietor) was ordered to bear Sanofi's legal costs of EUR 1,375,000.
Show the legal issues (5)
- Claim interpretation in revocation proceedings
- Priority validity under Art. 87 EPC
- Assessment of inventive step and realistic starting point in prior art
- Obviousness and reasonable expectation of success
- Technical effect as indication of inventive step
- 2024-02-24Revocation ActionPublic
Summary: The Munich Central Division issued a procedural order combining two related revocation actions (Sanofi v Amgen and Regeneron v Amgen) into a single proceeding, admitted additional documents into evidence, rejected a request for an interim conference, and set the value of each action at EUR 100 million.
Show the legal issues (3)
- consolidation of related actions
- value of proceedings for costs purposes
- admission of documents
- 2024-01-24Revocation ActionPublic
Summary: The Munich Central Division judge-rapporteur issued a procedural order in the Sanofi v. Amgen revocation action, declining Sanofi's request to admit supplementary expert declarations filed in response to new points raised in Amgen's rejoinder, noting that the proper course was to raise the matter at the upcoming interim conference.
Show the legal issues (2)
- Admission of late expert declarations under Rule 9.1 RoP
- Close of written procedure and finality of pleadings
- 2023-09-20Revocation ActionPublic
Summary: The Munich Central Division rejected an anonymous individual's R. 262.1(b) RoP application for access to pleadings and evidence filed in Sanofi's revocation action against Amgen (EP patent, case UPC_CFI_1/2023), holding that a personal and professional interest in forming an opinion on patent validity is not a legitimate reason for granting third-party access to the case file.
Show the legal issues (3)
- Public access to case file R. 262.1(b) RoP
- Legitimate reason for third-party access
- Principle of open proceedings Art. 45 UPCA
- 2023-08-24Preliminary objectionPublic
Summary: The Central Division (Munich) rejected Amgen's preliminary objection challenging jurisdiction over Sanofi's revocation action, holding that the UPC Registry functions as a single receiving mailbox for the whole court and that the action was validly filed.
Show the legal issues (4)
- Preliminary objection Rule 19 RoP
- Jurisdiction
- UPC Registry as one court
- Revocation action
- 2023-06-29Revocation ActionPublic
Summary: The Central Division (Munich) issued a procedural order admitting Sanofi's supplementary exhibits to the Statement of Claim (filed via generic application) and confirming the date of service of the Statement for Revocation on Amgen.
Show the legal issues (3)
- Admission of exhibits
- Service date
- Revocation action
| Document title | Date | Public |
|---|---|---|
| Procedural Order App_47163/2024 | 2024-10-23 | Not public |
| Procedural Order App_47172/2024 | 2024-10-23 | Not public |
| Final Order anonymised | 2024-07-16 | Not public |
| DecisionOutcome | 2024-07-16 | Not public |
| decision revocation action 1/2023 | 2024-07-16 | Public |
| decision revocation action 1/2023 | 2024-07-16 | Not public |
| Announcement | 2024-07-04 | Public |
| ORAL_HEARING_REFERENCING_459505-2023 | 2024-06-05 | Not public |
| ORAL_HEARING_REFERENCING_459505-2023 | 2024-06-05 | Not public |
| interimProcedureClosure | 2024-05-22 | Not public |
Sanofi-Aventis brought the UPC's first-ever revocation action before the Munich Central Division challenging EP 3666797 B1 owned by Amgen — an anti-PCSK9 antibody formulation patent for treating hypercholesterolaemia (related to the evolocumab drug). The Central Division revoked the patent in its entirety across 17 Contracting Member States, finding the main claim and all 17 auxiliary requests lacked inventive step over the prior art. The decision established foundational UPC principles on claim interpretation, priority assessment, and the inventive step assessment framework. Amgen was ordered to pay Sanofi's costs of EUR 1,375,000.
EP 3666797 lacks inventive step over the prior art
ClaimantLegal basis: Art. 138(1)(a) EPC; Art. 56 EPC; Art. 65(2) UPCANote: Munich Central Division found the main request and all 17 auxiliary requests lack inventive step; patent revoked in its entirety across 17 UPC Contracting Member States.
Priority date of EP 3666797 is not validly claimed, narrowing the relevant prior art window
ClaimantLegal basis: Art. 87 EPCNote: Court considered priority validity as part of the analysis; the valid priority test requires that the skilled person can derive the claim subject-matter directly and unambiguously from the priority application using common general knowledge.
EP 3666797 is inventive; claimed anti-PCSK9 antibody formulation with specific pH and concentration features represents a non-obvious solution
RespondentLegal basis: Art. 56 EPCReason: Court found the claimed solution was obvious because the skilled person would be motivated to arrive at it as a next step in developing the prior art without inventive contribution; absence of alternative paths in prior art does not establish non-obviousness.
Auxiliary requests 1–17 each independently confer inventive step
RespondentLegal basis: Art. 56 EPC; Art. 76 UPCAReason: All 17 auxiliary requests lack inventive step for the same reasons as the main request; no specific arguments were advanced distinguishing each auxiliary request.
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The Munich Central Division addressed claim interpretation of EP 3666797 (anti-PCSK9 antibody composition for treating hypercholesterolaemia, particularly claim 1 specifying an antibody, pH range, and excipient concentration). The court applied a technical rather than philological approach, accepting that the description may define terms as the patent's own lexicon. On priority, the court applied the 'direct and unambiguous derivability' standard to assess whether the claimed subject-matter was supported by the priority application.